DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••• F•••••••• G••••• I•••
Latest filing Feb 25, 2026
First filing on the tape Jun 23, 2025 · 4 filings
SEC status approved since Jul 23, 2025
RAUM
$278M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$275M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$69.4M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$278M as of Feb 25, 2026
Jun 23, 2025$0 then
HNW client RAUM$186M as of Feb 25, 2026
Nov 19, 2025$174M then
State-registered IARs (5.B.3)4 as of Feb 25, 2026
Jun 23, 20254 then
Employees (5.A)8 as of Feb 25, 2026
Jun 23, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $69.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $189,363derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $3.4M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$186M67%
- Individuals$89.1M32%
- Corporations and businesses$2.0M0.7%
- Pension and profit-sharing plans$793,7960.3%
- Individual clients
- 236reported
- HNW clients
- 81reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 1,467reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.4M for 18 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• M••••Certified Financial Planner | Green Bay, Wi | Oct 2, 2025 | 18 y | 1 |
| P•••••• N••••• S•••Certified Financial Planner | Green Bay, Wi | Oct 2, 2025 | 11 y | 1 |
| A••••• M••••• F•••••••Certified Financial Planner | Green Bay, Wi | Oct 2, 2025 | 12 y | 1 |
| M••••• R•• C•••Certified Financial Planner | Green Bay, Wi | Oct 2, 2025 | 10 y | 1 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J••• M•••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- P•••••• N••••• S••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- M••••• R•• C••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- A••••• M••••• F••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 2, 2025 · Green Bay, Wi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••• P••••••• N••••• · Vice Presidentcontrolsince 06/2025 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Green Bay, Wi · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 25, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-19, yes on the filing of 2026-02-25peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,298 to 1,467Nov 19, 2025 to Feb 25, 2026
- HNW clients · 80 to 81Nov 19, 2025 to Feb 25, 2026
- Individual clients · 226 to 236Nov 19, 2025 to Feb 25, 2026
- Pension plan clients · unset to 5.0Nov 19, 2025 to Feb 25, 2026
- Assets in custody · unset to 3449011.0Nov 19, 2025 to Feb 25, 2026
- Custody of client assets · false to trueNov 19, 2025 to Feb 25, 2026
- Financial planning clients · 0 to 251-500Nov 19, 2025 to Feb 25, 2026
- Discretionary RAUM · $257M to $269MNov 19, 2025 to Feb 25, 2026
- HNW RAUM · $174M to $186MNov 19, 2025 to Feb 25, 2026
- Individual RAUM · $85.3M to $89.1MNov 19, 2025 to Feb 25, 2026
- Non-discretionary RAUM · $5.2M to $8.5MNov 19, 2025 to Feb 25, 2026
- Pension RAUM · $562,076 to $793,796Nov 19, 2025 to Feb 25, 2026
- RAUM · $262M to $278MNov 19, 2025 to Feb 25, 2026
- Accounts · 0 to 1,298Aug 4, 2025 to Nov 19, 2025
- HNW clients · unset to 80.0Aug 4, 2025 to Nov 19, 2025
- Individual clients · unset to 226.0Aug 4, 2025 to Nov 19, 2025
- Employees · 6 to 8Aug 4, 2025 to Nov 19, 2025
- Financial planning clients · 0 to 0Aug 4, 2025 to Nov 19, 2025
- Discretionary RAUM · $0 to $257MAug 4, 2025 to Nov 19, 2025
- HNW RAUM · unset to 174229932.0Aug 4, 2025 to Nov 19, 2025
- Individual RAUM · unset to 85303512.0Aug 4, 2025 to Nov 19, 2025
- Non-discretionary RAUM · $0 to $5.2MAug 4, 2025 to Nov 19, 2025
- Pension RAUM · unset to 562076.0Aug 4, 2025 to Nov 19, 2025
- RAUM · $0 to $262MAug 4, 2025 to Nov 19, 2025
Signals
1 dated events
- 4 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Green Bay, WI) for M•••• F•••••••• G••••• I••• on the same dayOct 2, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@maccofinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-617-6830reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 920-617-6830reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 920-617-6834reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/macco-financial-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- maccofinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (920) 617-6830reportedpublic record, Form ADV, Feb 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026