DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P•••••• A••••••• L••

Independent wealth managerJersey City, New JerseyCRD 337502SEC 801-133887websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Aug 18, 2025 · 3 filings
SEC status approved since Aug 18, 2025
RAUM
$94,783
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
97%
$91,983 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$94,783
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$94,783 as of Mar 31, 2026
Aug 18, 2025$0 then
HNW client RAUM$0 as of Mar 31, 2026
Aug 18, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Aug 18, 20250 then
Employees (5.A)2 as of Mar 31, 2026
Aug 18, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$94,783derivedRAUM over IAPD advisors; not a book size
Clients per advisor
85derivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1,077derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$91,98397%
  • Corporations and businesses$2,8003.0%
Individual clients
85reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
88reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P••••••• R•••••Jersey City, NjJan 8, 202613 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • R•••••• P••••••• · Cco, Managing Membercontrol
        since 03/2025 · owns 75% or more
      Entity owners
      • P•••••• I•••••••• I••• · Sole Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 88
        Dec 12, 2025 to Mar 31, 2026
      • Corporate clients · 0 to 3
        Dec 12, 2025 to Mar 31, 2026
      • Individual clients · 2 to 85
        Dec 12, 2025 to Mar 31, 2026
      • Individual RAUM · $0 to $91,983
        Dec 12, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $0 to $94,783
        Dec 12, 2025 to Mar 31, 2026
      • RAUM · $0 to $94,783
        Dec 12, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      support@pitrade.comreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      pitrade.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      1-206-661-5225reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $94,783derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026