DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Trinity Strategic Wealth

Independent wealth managerTulsa, OklahomaCRD 337956SEC 801-134209websiteIAPD
Legal name Tulsa Wealth Advisors, Inc.
Latest filing Jul 23, 2026
First filing on the tape Jul 23, 2025 · 5 filings
SEC status approved since Aug 27, 2025
RAUM
$1.5B
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
95%
$1.5B individuals and HNW
Advisors
17
registered through the firm on IAPD
RAUM per advisor
$90.4M
derived; firm RAUM over IAPD count
Employees
27
16 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$1.5B as of Jul 23, 2026
Jul 23, 2025$0 then
HNW client RAUM$684M as of Jul 23, 2026
Dec 17, 2025$671M then
State-registered IARs (5.B.3)16 as of Jul 23, 2026
Jul 23, 202516 then
Employees (5.A)27 as of Jul 23, 2026
Jul 23, 202527 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$90.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
102derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.9MderivedHNW RAUM over HNW clients
Average account
$282,835derivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
8.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$1.5BreportedItem 5.I
Custody
$3.3M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$778M51%
  • High-net-worth individuals$684M45%
  • Corporations and businesses$65.0M4.2%
  • Insurance companies$7.8M0.5%
  • Banks and thrifts$924,2350.1%
  • Pension and profit-sharing plans$128,0760.0%
Individual clients
1,560reported
HNW clients
175reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
5,431reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$3.3M for 2 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
17 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Derrick Alan SandsCertified Financial PlannerTulsa, OkOct 2, 202541 y3
Jeffrey R SmallCertified Financial PlannerTulsa, OkOct 2, 202524 y5
Dennis Allen ZeimetCertified Financial PlannerTulsa, OkOct 2, 202524 y3
Andrew Kirk LockeTulsa, OkOct 2, 202519 y1
Ian Douglas KieferCertified Financial PlannerTulsa, OkOct 2, 202518 y1
Allison Kate FletcherTulsa, OkOct 2, 202515 y1
Karig Gene StoupCertified Financial PlannerTulsa, OkOct 2, 202512 y1
Andrew Kurt SteinmetzChartered Financial AnalystTulsa, OkOct 2, 202510 y1
Taylor James BennettTulsa, OkOct 2, 202510 y2
Caleb James MazzeiTulsa, OkOct 2, 202512 y1
John David MooreTulsa, OkOct 2, 202534 y3
Michael Paul MazzeiCertified Financial PlannerTulsa, OkOct 2, 202536 y3
Carson Dean ChambersTulsa, OkOct 2, 202510 y1
Keith Allen Van DykeCertified Financial PlannerTulsa, OkOct 6, 202532 y3
Jeremy Dean LottCertified Financial PlannerTulsa, OkOct 7, 202527 y3
Jackson Paul MazzeiTulsa, OkFeb 27, 202610 y0
Callum Maurice RaymickTulsa, OkMar 30, 202611 y0
Advisor movement
0 left, 15 joined in 12 months
net +15 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Dean Jeremy Lott · Directorcontrol
        since 01/2007 · owns less than 5%
      • David John Moore · Directorcontrol
        since 08/2001 · owns 5% to 10%
      • Alan Derrick Sands · Directorcontrol
        since 10/2002 · owns less than 5%
      • Kurt Andrew Steinmetz · Vice President And Ciocontrol
        since 08/2022 · owns 5% to 10%
      • Allen Keith Vandyke · President And Coocontrol
        since 08/2001 · owns 10% to 25%
      • Allen Dennis Zeimet · Directorcontrol
        since 05/2015 · owns less than 5%
      • John Andy Armstrong · Chief Compliance Officer
        since 07/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Tulsa, Ok · principal17170
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4,794 to 5,431
        Dec 17, 2025 to Mar 13, 2026
      • Charity clients · 1.0 to unset
        Dec 17, 2025 to Mar 13, 2026
      • Corporate clients · 22 to 23
        Dec 17, 2025 to Mar 13, 2026
      • HNW clients · 172 to 175
        Dec 17, 2025 to Mar 13, 2026
      • Individual clients · 1,546 to 1,560
        Dec 17, 2025 to Mar 13, 2026
      • Assets in custody · $3.2M to $3.3M
        Dec 17, 2025 to Mar 13, 2026
      • Discretionary RAUM · $1.2B to $1.3B
        Dec 17, 2025 to Mar 13, 2026
      • HNW RAUM · $671M to $684M
        Dec 17, 2025 to Mar 13, 2026
      • Individual RAUM · $771M to $778M
        Dec 17, 2025 to Mar 13, 2026
      • Non-discretionary RAUM · $293M to $190M
        Dec 17, 2025 to Mar 13, 2026
      • Pension RAUM · $124,000 to $128,076
        Dec 17, 2025 to Mar 13, 2026
      • RAUM · $1.5B to $1.5B
        Dec 17, 2025 to Mar 13, 2026
      • Accounts · 0 to 4,794
        Oct 22, 2025 to Dec 17, 2025
      • BD registered reps · 15 to 11
        Oct 22, 2025 to Dec 17, 2025
      • Charity clients · unset to 1.0
        Oct 22, 2025 to Dec 17, 2025
      • Corporate clients · unset to 22.0
        Oct 22, 2025 to Dec 17, 2025
      • HNW clients · unset to 172.0
        Oct 22, 2025 to Dec 17, 2025
      • Individual clients · unset to 1546.0
        Oct 22, 2025 to Dec 17, 2025
      • Pension plan clients · unset to 1.0
        Oct 22, 2025 to Dec 17, 2025
      • Pooled vehicle clients · unset to 0.0
        Oct 22, 2025 to Dec 17, 2025
      • Assets in custody · unset to 3202665.0
        Oct 22, 2025 to Dec 17, 2025
      • Custody of client assets · false to true
        Oct 22, 2025 to Dec 17, 2025
      • Discretionary RAUM · $0 to $1.2B
        Oct 22, 2025 to Dec 17, 2025
      • HNW RAUM · unset to 671298054.0
        Oct 22, 2025 to Dec 17, 2025
      • Individual RAUM · unset to 770948249.0
        Oct 22, 2025 to Dec 17, 2025
      • Non-discretionary RAUM · $0 to $293M
        Oct 22, 2025 to Dec 17, 2025
      • Pension RAUM · unset to 124000.0
        Oct 22, 2025 to Dec 17, 2025
      • Pooled vehicle RAUM · unset to 0.0
        Oct 22, 2025 to Dec 17, 2025
      • RAUM · $0 to $1.5B
        Oct 22, 2025 to Dec 17, 2025
      • Financial planning clients · 0 to 0
        Jul 23, 2025 to Oct 22, 2025
      Signals
      1 dated events
      • 14 advisors left Raymond James Financial Services Advisors, Inc (Tulsa, OK) for Trinity Strategic Wealth a day apart
        Oct 2, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      cindy.barton@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      elizabeth.jenkins@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      ashlyn.mitchell@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      caroline.kane@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      david.moore@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      emily.eisensmith@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      jennifer.henry@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      jodi.rahm@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      lauren.stoup@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      molly.hayduk@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      paige.murphy@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business email
      staci.fields@trinitystrategicwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $90.4Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026