DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Destiny Family Office
Latest filing Sep 16, 2026
First filing on the tape Aug 14, 2025 · 8 filings
SEC status approved since Sep 19, 2025
RAUM
$605M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
97%
$590M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$75.6M
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$605M as of Aug 14, 2026
Aug 14, 2025$0 then
HNW client RAUM$580M as of Aug 14, 2026
Jun 19, 2026$580M then
State-registered IARs (5.B.3)7 as of Aug 14, 2026
Aug 14, 20257 then
Employees (5.A)7 as of Aug 14, 2026
Aug 14, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $75.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $20.7MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 87%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.9derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $243MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$580M96%
- Corporations and businesses$15.3M2.5%
- Individuals$9.4M1.6%
- Individual clients
- 34reported
- HNW clients
- 28reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 294reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
1 left, 5 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 13% of current headcount1 left over 36 months
Left, latest
- William Sterling Newton to Sn Private Wealth Group, LLCMar 31, 2026 · Other
Joined, latest
- William Sterling Newton from Destiny Wealth Partners, LLCNov 12, 2025 · RIA to a newly registered adviser
- Robert Clark from Cwm, LLCOct 28, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Jorge A Romero from Cwm, LLCOct 28, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Audrey Marie Mancuso from Cwm, LLCOct 27, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- Thomas Huey Ruggie from Cwm, LLCSep 22, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Huey Thomas Ruggie · Managing Member/Chief Compliance Officercontrolsince 07/2025 · owns less than 5%
- Marie Audrey Mancuso · Membersince 07/2025 · owns less than 5%
- A Jorge Romero · Membersince 07/2025 · owns less than 5%
Entity owners
- Robert L. Clark Revocable Trust · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tavares, Fl · principal | 8 | 8 | 0 | ||
| Jacksonville, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Sep 16, 2026HNW RAUM per HNW client of $20,726,244 against a peer median of $3,135,307 (1405 comparable advisers, 100.0th percentile, 11.5 robust deviations)peers: independent wealth managers, $500M to $1B (1,405) · 100% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 14, 2026 to Sep 15, 2026
- Legal name · DESTINY FAMILY OFFICE to DESTINY FAMILY OFFICE, LLCAug 14, 2026 to Sep 15, 2026
- Related adviser · false to unsetAug 14, 2026 to Sep 15, 2026
- Related bank · false to unsetAug 14, 2026 to Sep 15, 2026
- Related broker-dealer · false to unsetAug 14, 2026 to Sep 15, 2026
- Related insurance company · false to unsetAug 14, 2026 to Sep 15, 2026
- Succession · false to unsetAug 14, 2026 to Sep 15, 2026
- Accounts · 0 to 294Mar 25, 2026 to Jun 19, 2026
- HNW clients · unset to 28.0Mar 25, 2026 to Jun 19, 2026
- Individual clients · unset to 34.0Mar 25, 2026 to Jun 19, 2026
- Discretionary RAUM · $0 to $525MMar 25, 2026 to Jun 19, 2026
- HNW RAUM · unset to 580334818.0Mar 25, 2026 to Jun 19, 2026
- Individual RAUM · unset to 9400390.0Mar 25, 2026 to Jun 19, 2026
- Non-discretionary RAUM · $0 to $80.2MMar 25, 2026 to Jun 19, 2026
- RAUM · $0 to $605MMar 25, 2026 to Jun 19, 2026
- Related adviser · true to falseMar 25, 2026 to Jun 19, 2026
- Wrap assets (manager) · unset to 0.0Feb 19, 2026 to Mar 25, 2026
- Wrap assets (sponsor) · unset to 0.0Feb 19, 2026 to Mar 25, 2026
Signals
1 dated events
- William Sterling Newton left Destiny Family Office for Sn Private Wealth Group, Llc (registered 2026-04-28)Mar 31, 2026 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
- Destiny Family Office · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 844-357-1120reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- Destinyfamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 844-357-1120reportedpublic record, Form ADV, Sep 16, 2026
- Team page
- destinyfamilyoffice.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026