DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Destiny Wealth Partners, LLC

Independent wealth managerTavares, FloridaCRD 171346SEC 801-79789websiteIAPD
Latest filing Jun 19, 2026
First filing on the tape May 15, 2014 · 46 filings
SEC status approved since May 28, 2014
RAUM
$947M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$946M individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$59.2M
derived; firm RAUM over IAPD count
Employees
26
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$947M as of Jun 19, 2026
Mar 31, 2015$8.0M then
HNW client RAUM$708M as of Jun 19, 2026
Mar 26, 2020$221M then
State-registered IARs (5.B.3)15 as of Jun 19, 2026
Mar 31, 20151 then
Employees (5.A)26 as of Jun 19, 2026
Mar 31, 20151 then
Private funds: no history
RAUM -16% over the last fiscal year+5.5% a year over threeIARs 12 to 15
Practice profile
derived from the filing of Jun 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$59.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
59derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$321,224derivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
3.2derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+33%derivedbetween the last two annual amendments
Advisor growth, one year
+25%derivedItem 5.B.3 between annual amendments
Client growth, one year
+5.2%derived
Compensation
percentage of assets, hourly, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for pooled vehicles, pension consulting, selection of other advisersreportedItem 5.G
Financial planning clients
1,000reportedItem 5.H
Wrap fee program
$765MreportedItem 5.I
Custody
$1.0B, 3,709 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$708M75%
  • Individuals$239M25%
  • Corporations and businesses$823,9390.1%
Individual clients
701reported
HNW clients
238reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,949reported
Financial planning clients
1,000reported
Wrap fee programs
$18,125 sponsored, $515,872 managedreported
Custody of client assets
$1.0B for 3,709 clientsreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Thomas Huey RuggieCertified Financial Planner, Chartered Financial ConsultantTavares, FlAug 1, 201431 y6
Morgan Aileen HatfieldTavares, FlApr 6, 201516 y3
Audrey Marie MancusoCertified Financial PlannerTavares, FlJun 23, 201715 y2
Louis Mitchell ShinamanChartered Financial ConsultantWinter Park, Fl Jul 5, 201730 y2
Jorge A RomeroCertified Financial PlannerThe Villages, Fl Aug 9, 201717 y3
Robert ClarkCertified Financial PlannerTavares, Fl Aug 9, 201726 y5
Carol Ann MulcahyTavares, FlMay 13, 202035 y8
Christopher George NicholsBoca Raton, Fl Jan 17, 202320 y3
Jeremiah Elijah WassmerCertified Financial PlannerWinter Park, Fl Apr 30, 202311 y2
Ronald Joseph HopperTavares, FlSep 16, 202412 y0
Keith Webster WardTavares, FlApr 18, 202518 y0
Brian DavisTavares, FlJul 25, 202526 y3
Mitchel Travis FaulknerCertified Financial PlannerBoca Raton, Fl Sep 18, 202513 y2
Alan Moore BelangerTavares, FlOct 29, 202514 y2
Eliza Fryer KwentusTavares, Fl Mar 20, 202611 y2
Tyler Nicholas DodsonTavares, Fl Apr 17, 202614 y1
Advisor movement
1 left, 4 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 6.3% of current headcount5 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Liddell Robert Clark · Trustee Of The Robert L. Clarkcontrol
      since 09/2014 · owns less than 5%
    • Marie Audrey Mancuso · Managing Partnercontrol
      since 01/2023 · owns less than 5%
    • Huey Thomas Ruggie · Managing Member/Chief Compliance Officercontrol
      since 05/2014 · owns less than 5%
    Entity owners
    • Panormos Capital Group, Inc. · Owner
      direct · owns 75% or more
    • Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended · Owner
      indirect · owns F of Panormos Capital Group, Inc.
    • Thomas H. Ruggie Revocable Trust, Dated January 18, 2001, As Amended · Owner
      indirect · owns 75% or more of Panormos Capital Group, Inc.
    Related persons
    Schedule D 7.A
    • Guerra Tax And Wealth Planning, P.A.
      n
    Advisers that list Destiny Wealth Partners, LLC as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Tavares, Fl · principal1641
    Winter Park, Fl510
    Boca Raton, Fl210
    The Villages, Fl100
    Savannah, Ga000
    Offices
    Schedule D 1.F, the 25 largest
    • Winter Park, FL3 employees
    • The Villages, FL2 employees
    • Boca Raton, FL1 employees
    • Jacksonville, FL1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • business activity changedChange between filings · filing Jun 19, 2026
      advises private funds (Item 7.B): yes on the filing of 2026-04-21, no on the filing of 2026-06-19
      peers: independent wealth managers, $500M to $1B (1,483)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 3,233 to 2,949
      Apr 21, 2026 to Jun 19, 2026
    • HNW clients · 262 to 238
      Apr 21, 2026 to Jun 19, 2026
    • Individual clients · 737 to 701
      Apr 21, 2026 to Jun 19, 2026
    • Discretionary RAUM · $1.4B to $879M
      Apr 21, 2026 to Jun 19, 2026
    • HNW RAUM · $1.2B to $708M
      Apr 21, 2026 to Jun 19, 2026
    • Individual RAUM · $250M to $239M
      Apr 21, 2026 to Jun 19, 2026
    • Non-discretionary RAUM · $140M to $68.5M
      Apr 21, 2026 to Jun 19, 2026
    • RAUM · $1.5B to $947M
      Apr 21, 2026 to Jun 19, 2026
    • Related adviser · true to false
      Apr 21, 2026 to Jun 19, 2026
    • Wrap assets (manager) · $0 to $515,872
      Apr 21, 2026 to Jun 19, 2026
    • Wrap assets (sponsor) · $0 to $18,125
      Apr 21, 2026 to Jun 19, 2026
    • Other offices · 3 to 4
      Mar 31, 2026 to Apr 21, 2026
    • Accounts · 3,030 to 3,233
      Sep 16, 2025 to Mar 31, 2026
    • HNW clients · 254 to 262
      Sep 16, 2025 to Mar 31, 2026
    • Individual clients · 696 to 737
      Sep 16, 2025 to Mar 31, 2026
    • Assets in custody · $663M to $1.0B
      Sep 16, 2025 to Mar 31, 2026
    • Insurance-licensed employees · 1 to 8
      Sep 16, 2025 to Mar 31, 2026
    • State-registered IARs · 12 to 15
      Sep 16, 2025 to Mar 31, 2026
    • Other offices · 5 to 3
      Sep 16, 2025 to Mar 31, 2026
    • Discretionary RAUM · $1.0B to $1.4B
      Sep 16, 2025 to Mar 31, 2026
    • HNW RAUM · $899M to $1.2B
      Sep 16, 2025 to Mar 31, 2026
    • Individual RAUM · $226M to $250M
      Sep 16, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $89.1M to $140M
      Sep 16, 2025 to Mar 31, 2026
    • RAUM · $1.1B to $1.5B
      Sep 16, 2025 to Mar 31, 2026
    • Other offices · 4 to 5
      Aug 28, 2025 to Sep 16, 2025
    • Related adviser · false to true
      Mar 25, 2025 to Aug 28, 2025
    • Accounts · 3,086 to 3,030
      Dec 9, 2024 to Mar 25, 2025
    • HNW clients · 223 to 254
      Dec 9, 2024 to Mar 25, 2025
    • Individual clients · 751 to 696
      Dec 9, 2024 to Mar 25, 2025
    • Assets in custody · $361M to $663M
      Dec 9, 2024 to Mar 25, 2025
    • Employees · 21 to 26
      Dec 9, 2024 to Mar 25, 2025
    • Insurance-licensed employees · 0 to 1
      Dec 9, 2024 to Mar 25, 2025
    • Financial planning clients · More than 500 to More than 500
      Dec 9, 2024 to Mar 25, 2025
    • State-registered IARs · 11 to 12
      Dec 9, 2024 to Mar 25, 2025
    • Discretionary RAUM · $957M to $1.0B
      Dec 9, 2024 to Mar 25, 2025
    • HNW RAUM · $786M to $899M
      Dec 9, 2024 to Mar 25, 2025
    • Individual RAUM · $211M to $226M
      Dec 9, 2024 to Mar 25, 2025
    • Non-discretionary RAUM · $39.7M to $89.1M
      Dec 9, 2024 to Mar 25, 2025
    • RAUM · $997M to $1.1B
      Dec 9, 2024 to Mar 25, 2025
    • Other offices · 3 to 4
      Jun 6, 2024 to Dec 9, 2024
    Signals
    16 dated events
    • Destiny Wealth Partners, Llc reported RAUM $947.3M, down 37% from $1.5B (2026-04-21 to 2026-06-19)
      Jun 19, 2026 · RAUM change · derived
    • William Sterling Newton left Destiny Wealth Partners, Llc for Destiny Family Office (registered 2025-11-12)
      Mar 31, 2026 · Advisor changed firm · fact
    • Destiny Wealth Partners, Llc reported RAUM $1.5B, up 33% from $1.1B (2025-09-16 to 2026-03-31)
      Mar 31, 2026 · RAUM change · derived
    • Bradford A Kerr left Destiny Wealth Partners, Llc for Raymond James & Associates, Inc. (registered 2025-04-17)
      Mar 25, 2025 · Advisor changed firm · fact
    • Stefan Kip Astheimer left Destiny Wealth Partners, Llc for Commonwealth Financial Network (registered 2025-04-16)
      Jul 11, 2024 · Advisor changed firm · fact
    • Kimberly Caris Good left Destiny Wealth Partners, Llc for Kcg Investment Advisory Services Llc (registered 2024-01-03)
      Dec 31, 2023 · Advisor changed firm · fact
    • Mark Lee Dickerson left Destiny Wealth Partners, Llc for Ameriprise Financial Services, Llc (registered 2024-01-29)
      Nov 30, 2023 · Advisor changed firm · fact
    • Anthony Van Ore left Destiny Wealth Partners, Llc for Nottingham Wealth Partners, Inc. (registered 2023-04-05)
      Feb 17, 2023 · Advisor changed firm · fact
    • M Audrey Ralicki (Managing Partner) appeared on Schedule A of Destiny Wealth Partners, Llc
      Feb 14, 2023 · Control person joined · fact
    • Franklin Anthony Van Ore (Chief Compliance Officer/Chief Operating Officer) no longer on Schedule A of Destiny Wealth Partners, Llc (listed 2022-12-05, absent 2023-02-14)
      Feb 14, 2023 · Control person left · inference
    • Julian M Arribas left Destiny Wealth Partners, Llc for Copperleaf Capital, Llc (registered 2022-10-26)
      Aug 12, 2022 · Advisor changed firm · fact
    • Colleen Arredondo left Destiny Wealth Partners, Llc for Fidelity Personal And Workplace Advisors (registered 2022-10-04)
      Mar 24, 2022 · Advisor changed firm · fact
    • Destiny Wealth Partners, Llc reported RAUM $668.1M, up 178% from $240.7M (2020-06-29 to 2020-10-20)
      Oct 20, 2020 · RAUM change · derived
    • Franklin Anthony Van Ore (Chief Compliance Officer/Chief Operating Officer) appeared on Schedule A of Destiny Wealth Partners, Llc
      May 13, 2020 · Control person joined · fact
    • Liddell Robert Clark (Trustee Of The Robert L. Clark Revocable Trust, Dated September 29, 2014, As Amended) appeared on Schedule A of Destiny Wealth Partners, Llc
      Aug 8, 2019 · Control person joined · fact
    • Rwm Asset Management, Llc filed its initial SEC registration (Form ADV)
      May 15, 2014 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/ruggie-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
    Website
    destinyprivatetrust.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    352.343.2700reportedpublic record, Form ADV, Jun 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $59.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026