DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••••••• A••••••• G••••• L••

Independent wealth managerMiddleton, WisconsinCRD 338121SEC 801-134809websiteIAPD
Latest filing Mar 2, 2026
First filing on the tape Dec 1, 2025 · 3 filings
SEC status approved since Dec 2, 2025
RAUM
$321M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$320M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$45.8M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$321M as of Mar 2, 2026
Dec 1, 2025$0 then
HNW client RAUM$195M as of Mar 2, 2026
Feb 27, 2026$195M then
State-registered IARs (5.B.3)8 as of Mar 2, 2026
Dec 1, 20258 then
Employees (5.A)10 as of Mar 2, 2026
Dec 1, 202510 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$45.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$294,538derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
7.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$18.1M, 17 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$195M61%
  • Individuals$125M39%
  • Charitable organizations$275,8180.1%
Individual clients
284reported
HNW clients
95reported
Pension plan clients
n/areported
Charitable clients
2reported
Accounts
1,089reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $321M managedreported
Custody of client assets
$18.1M for 17 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• J•• H••••••••Chartered Financial AnalystMiddleton, WiDec 22, 202526 y1
C••• A•••• G••••••Chartered Financial ConsultantMiddleton, WiDec 22, 202535 y2
B•••••• L•• C••••••Middleton, WiDec 23, 202517 y1
K•••• J• C•••••••Certified Financial PlannerMiddleton, WiDec 23, 202510 y1
N••••• F••• K••••••Certified Financial Planner, Chartered Financial ConsultantMiddleton, WiDec 23, 202516 y1
P•••• R••••• S•••••Middleton, WiDec 23, 202521 y2
K••••• R••• G••••Middleton, WiJan 29, 202615 y0
Advisor movement
0 left, 6 joined in 12 months
net +6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Middleton, Wi · principal770
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1,089
        Dec 1, 2025 to Feb 27, 2026
      • Charity clients · unset to 2.0
        Dec 1, 2025 to Feb 27, 2026
      • HNW clients · unset to 95.0
        Dec 1, 2025 to Feb 27, 2026
      • Individual clients · unset to 284.0
        Dec 1, 2025 to Feb 27, 2026
      • Assets in custody · unset to 18101890.0
        Dec 1, 2025 to Feb 27, 2026
      • Custody of client assets · false to true
        Dec 1, 2025 to Feb 27, 2026
      • Discretionary RAUM · $0 to $321M
        Dec 1, 2025 to Feb 27, 2026
      • HNW RAUM · unset to 195043243.0
        Dec 1, 2025 to Feb 27, 2026
      • Individual RAUM · unset to 125432763.0
        Dec 1, 2025 to Feb 27, 2026
      • RAUM · $0 to $321M
        Dec 1, 2025 to Feb 27, 2026
      • Wrap assets (manager) · $0 to $321M
        Dec 1, 2025 to Feb 27, 2026
      Signals
      2 dated events
      • 4 advisors left C••••••••• F•••••••• N•••••• (Waltham, MA) for S••••••• A••••••• G••••• L•• on the same day
        Dec 31, 2025 · Team lift-out · derived
      • 2 advisors left C••••••••• F•••••••• N•••••• (Middleton, WI) for S••••••• A••••••• G••••• L•• on the same day
        Dec 31, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      team@sentineladvisory.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      608-579-9350reportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      608-579-9351reportedpublished by the firm, firm site, Sep 17, 2026
      Firm profile
      linkedin.com/company/sentineladvisorygroupreportedpublic record, Form ADV, Sep 18, 2026
      Website
      sentineladvisory.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      608-579-9350reportedpublic record, Form ADV, Mar 2, 2026
      Contact form
      sentineladvisory.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
      Team page
      sentineladvisory.com/meet-our-teamreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $45.8Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026