DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C••••••• W••••• L••
Latest filing Aug 4, 2026
First filing on the tape Nov 18, 2025 · 5 filings
SEC status approved since Nov 18, 2025
RAUM
$214M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$214M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$214M as of Aug 4, 2026
Nov 18, 2025$0 then
HNW client RAUM$129M as of Aug 4, 2026
Mar 27, 2026$129M then
State-registered IARs (5.B.3)2 as of Aug 4, 2026
Nov 18, 20252 then
Employees (5.A)3 as of Aug 4, 2026
Nov 18, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 93derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $421,363derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $184MreportedItem 5.I
- Custody
- $184M, 186 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M61%
- Individuals$84.3M39%
- Individual clients
- 121reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 507reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $184M for 186 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• M•••••• C••Certified Financial Planner | Bluffton, Sc | Dec 1, 2025 | 16 y | 2 |
| J••••• A••••• B••••• | Bluffton, Sc | Dec 1, 2025 | 18 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••••• M•••••• C•• from C••••••••• F•••••••• N••••••Dec 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••• A••••• B••••• from C••••••••• F•••••••• N••••••Dec 1, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••••••• F•••••••• N••••••Nov 28, 2025 · Beaufort, Sc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••• B••••••• M•••••• · Owner, Financial Advisor, And Chief Compliance Officercontrolsince 08/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bluffton, Sc · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 507Jan 27, 2026 to Mar 27, 2026
- HNW clients · unset to 65.0Jan 27, 2026 to Mar 27, 2026
- Individual clients · unset to 121.0Jan 27, 2026 to Mar 27, 2026
- Assets in custody · unset to 184120657.0Jan 27, 2026 to Mar 27, 2026
- Custody of client assets · false to trueJan 27, 2026 to Mar 27, 2026
- Discretionary RAUM · $0 to $214MJan 27, 2026 to Mar 27, 2026
- HNW RAUM · unset to 129291652.0Jan 27, 2026 to Mar 27, 2026
- Individual RAUM · unset to 84339593.0Jan 27, 2026 to Mar 27, 2026
- RAUM · $0 to $214MJan 27, 2026 to Mar 27, 2026
- HQ city · BEAUFORT to BLUFFTONDec 1, 2025 to Jan 27, 2026
Signals
1 dated events
- 2 advisors left C••••••••• F•••••••• N•••••• (Beaufort, SC) for C•••••••• C••••••• W••••• L•• on the same dayNov 28, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@coastlinecw.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brenda@coastlinecw.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 843-379-1300reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- coastlinecw.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 843-379-1300reportedpublic record, Form ADV, Aug 4, 2026
- Team page
- coastlinecw.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026