DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eqv Advisory, LLC
Latest filing Jan 16, 2026
First filing on the tape Aug 19, 2025 · 2 filings
SEC status approved since Sep 19, 2025
RAUM
$107M
reported, Item 5.F
Discretionary
68%
of RAUM
Private clients
60%
$64.2M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$21.4M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$107M as of Jan 16, 2026
Aug 19, 2025$0 then
HNW client RAUM: $62.1M
State-registered IARs (5.B.3)3 as of Jan 16, 2026
Aug 19, 20254 then
Employees (5.A)6 as of Jan 16, 2026
Aug 19, 20256 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $21.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 4derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $875,234derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 68%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $2.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$62.1M58%
- Corporations and businesses$42.6M40%
- Individuals$2.1M1.9%
- Individual clients
- 7reported
- HNW clients
- 11reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 122reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3M for 1 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.6 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Robinson RagsdaleCertified Financial Planner | Raleigh, Nc | Nov 14, 2025 | 25 y | 2 |
| Mark Nicholas PaccioneCertified Financial Planner, Chartered Financial Analyst | Raleigh, Nc | Nov 14, 2025 | 22 y | 4 |
| Jonathan Lee Autry | Raleigh, Nc | Dec 2, 2025 | 10 y | 2 |
| Katherine Stowers SkurskiChartered Financial Analyst | Raleigh, Nc | May 5, 2026 | 13 y | 2 |
| Jonathan Scott Wierman | Raleigh, Nc | Jul 28, 2026 | 11 y | 0 |
Advisor movement
0 left, 4 joined in 12 months
net +4 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Katherine Stowers Skurski from Gulfstream CapitalMay 5, 2026 · Other
- Jonathan Lee Autry from Curi Capital, LLCDec 2, 2025 · RIA to a newly registered adviser
- Michael Robinson Ragsdale from BalentineNov 14, 2025 · RIA to a newly registered adviser
- Mark Nicholas Paccione from Curi Capital, LLCNov 14, 2025 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicholas Mark Paccione · Cco And Cio Strategistcontrolsince 08/2025 · owns less than 5%
- Robinson Michael Ragsdale · Ceocontrolsince 08/2025 · owns less than 5%
Entity owners
- Eqv Advisory Holdings, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 5 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Jan 16, 2026custody of client assets (Item 9.A): no on the filing of 2025-08-19, yes on the filing of 2026-01-16peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 0 to 122Aug 19, 2025 to Jan 16, 2026
- Advisory employees · 4 to 3Aug 19, 2025 to Jan 16, 2026
- Corporate clients · unset to 3.0Aug 19, 2025 to Jan 16, 2026
- HNW clients · unset to 11.0Aug 19, 2025 to Jan 16, 2026
- Individual clients · unset to 7.0Aug 19, 2025 to Jan 16, 2026
- Assets in custody · $0 to $2.3MAug 19, 2025 to Jan 16, 2026
- Custody of client assets · false to trueAug 19, 2025 to Jan 16, 2026
- HQ city · to RALEIGHAug 19, 2025 to Jan 16, 2026
- HQ state · to NCAug 19, 2025 to Jan 16, 2026
- State-registered IARs · 4 to 3Aug 19, 2025 to Jan 16, 2026
- Discretionary RAUM · $0 to $72.3MAug 19, 2025 to Jan 16, 2026
- HNW RAUM · unset to 62102672.0Aug 19, 2025 to Jan 16, 2026
- Individual RAUM · unset to 2067004.0Aug 19, 2025 to Jan 16, 2026
- Non-discretionary RAUM · $0 to $34.4MAug 19, 2025 to Jan 16, 2026
- RAUM · $0 to $107MAug 19, 2025 to Jan 16, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@eqvadvisory.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 919-842-3000reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- eqvadvisory.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-842-3000reportedpublic record, Form ADV, Jan 16, 2026
- Contact form
- eqvadvisory.com/connectreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- eqvadvisory.com/peoplereportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $21.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026