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SEC-registered adviser

N••••••• C•••••• I•••

Independent wealth managerCRD 338359SEC 801-135981websiteIAPD
Latest filing Apr 6, 2026
First filing on the tape Sep 15, 2025 · 2 filings
SEC status approved since Apr 24, 2026
RAUM
$190
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$190 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$190
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$190 as of Apr 6, 2026
Sep 15, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 6, 2026
Sep 15, 20250 then
Employees (5.A)4 as of Apr 6, 2026
Sep 15, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$190derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$48derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
$190reportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$190100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P•••• A••• H•••••••Brooklyn , Ny May 28, 202617 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • compensation changedChange between filings · filing Apr 6, 2026
        subscription fees (Item 5.E.3): yes on the filing of 2025-09-15, no on the filing of 2026-04-06
        peers: independent wealth managers, under $100M (707)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 4
        Sep 15, 2025 to Apr 6, 2026
      • Discretionary RAUM · $0 to $190
        Sep 15, 2025 to Apr 6, 2026
      • Individual RAUM · $0 to $190
        Sep 15, 2025 to Apr 6, 2026
      • RAUM · $0 to $190
        Sep 15, 2025 to Apr 6, 2026
      Signals
      1 dated events
      • N••••••• C•••••• I••• no longer on the SEC adviser roster (last listed 2026-01-02)
        Feb 2, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@n•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      n•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      +1 201-463-1030reportedpublic record, Form ADV, Apr 6, 2026
      Team page
      n•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $190derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026