DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• W••••• M••••••••• G••••
Legal name M••• A•••••••• L••
Latest filing Aug 26, 2026
First filing on the tape Nov 24, 2025 · 5 filings
SEC status approved since Nov 25, 2025
RAUM
$153M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$151M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$51.0M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$153M as of Aug 26, 2026
Nov 24, 2025$0 then
HNW client RAUM$124M as of Aug 26, 2026
Apr 8, 2026$21.7M then
State-registered IARs (5.B.3)3 as of Aug 26, 2026
Nov 24, 20251 then
Employees (5.A)3 as of Aug 26, 2026
Nov 24, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $51.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $812,866derivedHNW RAUM over HNW clients
- Average account
- $274,889derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $51.6MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M81%
- Individuals$26.4M17%
- Corporations and businesses$1.5M1.0%
- Pension and profit-sharing plans$921,3200.6%
- Individual clients
- 158reported
- HNW clients
- 153reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 557reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $5.9M sponsored, $93.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••••• H•••••••• | New York, Ny | Mar 15, 2024 | 25 y | 3 |
| M••••• T••• G••••••• | New York, Ny | Feb 2, 2026 | 24 y | 3 |
| S•••• B•••• Z••••••••Chartered Financial Consultant | Melville, Ny | Feb 2, 2026 | 27 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••• T••• G••••••• from M••• A••••••• S•••••••• L••Feb 2, 2026 · RIA to a newly registered adviser
- S•••• B•••• Z•••••••• from L•• F•••••••• L••Feb 2, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 26, 2026pension consulting (Item 5.G.6): no on the filing of 2026-04-08, yes on the filing of 2026-08-26peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 123 to 557Apr 8, 2026 to Aug 26, 2026
- Advisory employees · 1 to 3Apr 8, 2026 to Aug 26, 2026
- Advisory activities · 3 to 4Apr 8, 2026 to Aug 26, 2026
- BD registered reps · 1 to 2Apr 8, 2026 to Aug 26, 2026
- Corporate clients · unset to 3.0Apr 8, 2026 to Aug 26, 2026
- HNW clients · 12 to 153Apr 8, 2026 to Aug 26, 2026
- Individual clients · 49 to 158Apr 8, 2026 to Aug 26, 2026
- Pension plan clients · unset to 5.0Apr 8, 2026 to Aug 26, 2026
- Employees · 1 to 3Apr 8, 2026 to Aug 26, 2026
- State-registered IARs · 1 to 3Apr 8, 2026 to Aug 26, 2026
- Other offices · 0 to 2Apr 8, 2026 to Aug 26, 2026
- Discretionary RAUM · $40.0M to $153MApr 8, 2026 to Aug 26, 2026
- HNW RAUM · $21.7M to $124MApr 8, 2026 to Aug 26, 2026
- Individual RAUM · $17.1M to $26.4MApr 8, 2026 to Aug 26, 2026
- Pension RAUM · unset to 921320.0Apr 8, 2026 to Aug 26, 2026
- RAUM · $40.0M to $153MApr 8, 2026 to Aug 26, 2026
- Wrap assets (manager) · $38.9M to $93.8MApr 8, 2026 to Aug 26, 2026
- Wrap assets (sponsor) · $0 to $5.9MApr 8, 2026 to Aug 26, 2026
- Accounts · 0 to 123Feb 2, 2026 to Apr 8, 2026
- HNW clients · unset to 12.0Feb 2, 2026 to Apr 8, 2026
- Individual clients · unset to 49.0Feb 2, 2026 to Apr 8, 2026
- Discretionary RAUM · $0 to $40.0MFeb 2, 2026 to Apr 8, 2026
- HNW RAUM · unset to 21701722.0Feb 2, 2026 to Apr 8, 2026
- Individual RAUM · unset to 17137723.0Feb 2, 2026 to Apr 8, 2026
- RAUM · $0 to $40.0MFeb 2, 2026 to Apr 8, 2026
- Wrap assets (manager) · $0 to $38.9MFeb 2, 2026 to Apr 8, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ah@manhattanwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- matt@manhattanwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-810-6961reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-360-8510reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/manhattan-wealth-management-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- manhattanwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-810-6961reportedpublic record, Form ADV, Aug 26, 2026
- Team page
- manhattanwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $51.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026