DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pointone Family Office
Legal name Pointone Family Office, LLC
Latest filing Apr 10, 2026
First filing on the tape Sep 9, 2025 · 4 filings
SEC status approved since Nov 13, 2025
RAUM
$327M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
100%
$327M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$164M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$327M as of Apr 10, 2026
Sep 9, 2025$0 then
HNW client RAUM$325M as of Apr 10, 2026
Mar 12, 2026$325M then
State-registered IARs (5.B.3)1 as of Apr 10, 2026
Sep 9, 20252 then
Employees (5.A)4 as of Apr 10, 2026
Sep 9, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $164MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $19.1MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $20.8M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$325M99%
- Individuals$2.0M0.6%
- Individual clients
- 8reported
- HNW clients
- 17reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 227reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $20.8M for 4 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ashley Peters Mcguinness | Manhattan Beach, Ca | Jan 16, 2026 | 21 y | 2 |
| Michael Elliott Walsh | Manhattan Beach, Ca | Jan 20, 2026 | 34 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Michael Elliott Walsh from William Blair & Company L.L.C.Jan 20, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Ashley Peters Mcguinness from William Blair & Company L.L.C.Jan 16, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from William Blair & Company L.L.C.Feb 11, 2026 · Beverly Hills, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Manhattan Beach, Ca · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 227Feb 13, 2026 to Mar 12, 2026
- BD registered reps · 0 to 2Feb 13, 2026 to Mar 12, 2026
- HNW clients · unset to 17.0Feb 13, 2026 to Mar 12, 2026
- Individual clients · unset to 8.0Feb 13, 2026 to Mar 12, 2026
- Assets in custody · $0 to $20.8MFeb 13, 2026 to Mar 12, 2026
- Discretionary RAUM · $0 to $258MFeb 13, 2026 to Mar 12, 2026
- HNW RAUM · unset to 325124412.0Feb 13, 2026 to Mar 12, 2026
- Individual RAUM · unset to 1967069.0Feb 13, 2026 to Mar 12, 2026
- Non-discretionary RAUM · $0 to $69.4MFeb 13, 2026 to Mar 12, 2026
- RAUM · $0 to $327MFeb 13, 2026 to Mar 12, 2026
- Employees · 5 to 4Sep 9, 2025 to Feb 13, 2026
- State-registered IARs · 2 to 1Sep 9, 2025 to Feb 13, 2026
Signals
1 dated events
- 2 advisors left William Blair & Company L.L.C. (Beverly Hills, CA) for Pointone Family Office on the same dayFeb 11, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
- Pointone Family Office · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business phone
- 310-737-2637reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/pointone-family-officereportedpublic record, Form ADV, Sep 17, 2026
- Website
- p1fo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (310) 737-2637reportedpublic record, Form ADV, Apr 10, 2026
- Contact form
- p1cg.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p1cg.com/leadershipreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $164Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026