DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C•••••• M•••••••••
Legal name M••••••• C•••••• M••••••••• L••
Latest filing Sep 2, 2026
First filing on the tape Sep 12, 2025 · 7 filings
SEC status approved since Nov 17, 2025
RAUM
$246M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$245M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$82.0M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$246M as of Jun 4, 2026
Sep 12, 2025$0 then
HNW client RAUM$2.0M as of Jun 4, 2026
Mar 6, 2026$2.0M then
State-registered IARs (5.B.3)2 as of Jun 4, 2026
Sep 12, 20252 then
Employees (5.A)7 as of Jun 4, 2026
Sep 12, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $82.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 229derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $269,884derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $8.5M, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$243M99%
- High-net-worth individuals$2.0M0.8%
- Individual clients
- 687reported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 912reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $8.5M for 23 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=2.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| F•••• M••••••• | Houston, Tx | Dec 2, 2025 | 26 y | 7 |
| M•••••• W••••••• S•••••Certified Financial Planner | Houston, Tx | Dec 2, 2025 | 19 y | 3 |
| J••• R••••• B•••••••• | Houston, Tx | Aug 6, 2026 | 12 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• R••••• B•••••••• from C••••••• W••••• M••••••••• L••Aug 6, 2026 · RIA to RIA
- F•••• M••••••• from C••••• I••••••••• A••••••• L••Dec 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• W••••••• S••••• from C••••• I••••••••• A••••••• L••Dec 2, 2025 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• I••••••••• A••••••• L••Dec 2, 2025 · Houston, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• F•••• · Managing Partnercontrolsince 02/2009 · owns 50% to 75%
- S•••••• M••••••• W••••••• · Managing Partnercontrolsince 06/2009 · owns 50% to 75%
- B•••••••• S••••• M• · Chief Compliance Officersince 08/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 4, 2026 to Sep 2, 2026
- Related adviser · false to unsetJun 4, 2026 to Sep 2, 2026
- Related bank · false to unsetJun 4, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetJun 4, 2026 to Sep 2, 2026
- Related insurance company · false to unsetJun 4, 2026 to Sep 2, 2026
- Succession · false to unsetJun 4, 2026 to Sep 2, 2026
- Accounts · 0 to 912Dec 1, 2025 to Mar 6, 2026
- HNW clients · unset to 1.0Dec 1, 2025 to Mar 6, 2026
- Individual clients · unset to 687.0Dec 1, 2025 to Mar 6, 2026
- Assets in custody · unset to 8456906.0Dec 1, 2025 to Mar 6, 2026
- Custody of client assets · false to trueDec 1, 2025 to Mar 6, 2026
- Discretionary RAUM · $0 to $242MDec 1, 2025 to Mar 6, 2026
- HNW RAUM · unset to 2023634.0Dec 1, 2025 to Mar 6, 2026
- Individual RAUM · unset to 242591639.0Dec 1, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $0 to $4.3MDec 1, 2025 to Mar 6, 2026
- RAUM · $0 to $246MDec 1, 2025 to Mar 6, 2026
Signals
1 dated events
- 2 advisors left C••••• I••••••••• A••••••• L•• (Houston, TX) for M••••••• C•••••• M••••••••• within 2 daysDec 2, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- dominiq@retirewithmcm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- gaby@retirewithmcm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- gayle@retirewithmcm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 713-888-0841reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- retirewithmcm.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-888-0841reportedpublic record, Form ADV, Sep 2, 2026
- Contact form
- mckinneycm.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- mckinneycm.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026