DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• I••••••••• M••••••••• L••
Latest filing Jul 15, 2026
First filing on the tape Jul 15, 2026 · 1 filings
SEC status approved since Jul 22, 2026
RAUM
$173M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$165M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$86.3M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $173M
HNW client RAUM: $158M
State-registered IARs (5.B.3): 2
Employees (5.A): 3
Private funds: no history
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $86.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 33derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $2.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$158M92%
- Individuals$7.5M4.4%
- Pension and profit-sharing plans$7.1M4.1%
- Individual clients
- 15reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 67reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• R•••••• W••••••••• | Yardley, Pa | Oct 31, 2025 | 16 y | 2 |
| C•••••••• M••• A••••• | Yardley, Pa | Jan 30, 2026 | 21 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••••• M••• A••••• from A••• F•••••••• A•••••••• I••Jan 30, 2026 · RIA to RIA
- J••••• R•••••• W••••••••• from A••• F•••••••• A•••••••• I••Oct 31, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from A••• F•••••••• A•••••••• I••Dec 23, 2025 · Yardley, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••••• J•••••• R•••••• · President/Managing Member, Chief Compliance Officercontrolsince 09/2025 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Yardley, Pa · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- 2 advisors left A••• F•••••••• A•••••••• I•• (Yardley, PA) for A••••••••• I••••••••• M••••••••• L•• on the same dayDec 23, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 215-974-6700reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/aeternitas-investment-management-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- aeternitasinvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2673947872reportedpublic record, Form ADV, Jul 15, 2026
- Team page
- aeternitasinvest.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $86.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026