DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••••• L••

Independent wealth managerNew York, New YorkCRD 339215SEC 801-134978websiteIAPD
Latest filing Apr 17, 2026
First filing on the tape Dec 19, 2025 · 3 filings
SEC status approved since Dec 19, 2025
RAUM
$54.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$54.3M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$54.3M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$54.3M as of Apr 17, 2026
Dec 19, 2025$0 then
HNW client RAUM: $54.3M
State-registered IARs (5.B.3)1 as of Apr 17, 2026
Dec 19, 20251 then
Employees (5.A)2 as of Apr 17, 2026
Dec 19, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$54.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$27.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$54.3M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M••• P•••••• D••••••M••••• Plains, Nj Dec 24, 202510 y4
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • C••••••••• S•••••• M••••• W••••• · Chief Compliance Officercontrol
      since 10/2025 · owns less than 5%
    • D••••••• M•••• P•••••• · Presidentcontrol
      since 11/2025 · owns 50% to 75%
    Entity owners
    • O•• 1••••••• T•••• F•• S••••• M••• · Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Apr 17, 2026
      discretionary share of RAUM of 0% against a peer median of 100% (310 comparable advisers, 0.0th percentile, 33.7 robust deviations)
      peers: independent wealth managers, under $100M (310) · 0.0% percentile
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 2
      Mar 23, 2026 to Apr 17, 2026
    • HNW RAUM · unset to 54254178.0
      Mar 23, 2026 to Apr 17, 2026
    • Non-discretionary RAUM · $0 to $54.3M
      Mar 23, 2026 to Apr 17, 2026
    • RAUM · $0 to $54.3M
      Mar 23, 2026 to Apr 17, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    973-903-5079reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    valoremwealth.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    917-837-8846reportedpublic record, Form ADV, Apr 17, 2026
    Contact form
    valoremwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $54.3Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026