DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Modell Capital Management LLC
Latest filing Feb 12, 2026
First filing on the tape Nov 25, 2025 · 2 filings
SEC status approved since Dec 15, 2025
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1.8B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$628M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$1.9B as of Feb 12, 2026
Nov 25, 2025$0 then
HNW client RAUM: $1.5B
State-registered IARs (5.B.3)3 as of Feb 12, 2026
Nov 25, 20253 then
Employees (5.A)7 as of Feb 12, 2026
Nov 25, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $628MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 124derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $14.7MderivedHNW RAUM over HNW clients
- Average account
- $2.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $612M, 130 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B79%
- Individuals$324M17%
- Corporations and businesses$33.3M1.8%
- Pension and profit-sharing plans$20.4M1.1%
- Insurance companies$11.2M0.6%
- Charitable organizations$9.6M0.5%
- Individual clients
- 270reported
- HNW clients
- 101reported
- Pension plan clients
- 7reported
- Charitable clients
- 5reported
- Accounts
- 918reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $612M for 130 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeremy Joseph Modell | Bloomfield Hills, Mi | Dec 15, 2025 | 16 y | 2 |
| Alexander W StrekCertified Financial Planner | Bloomfield Hills, Mi | Dec 18, 2025 | 12 y | 2 |
| Jake Mitchell PowersChartered Financial Analyst | Bloomfield Hills, Mi | Dec 18, 2025 | 11 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Alexander W Strek from Clarkston Capital Partners, LLCDec 18, 2025 · Other
- Jake Mitchell Powers from Clarkston Capital Partners, LLCDec 18, 2025 · Other
- Jeremy Joseph Modell from Clarkston Capital Partners, LLCDec 15, 2025 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Clarkston Capital Partners, LLCFeb 10, 2026 · Bloomfield Hills, Mi
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Jeremy Modell · Member/Chief Executive Officercontrolsince 10/2025 · owns less than 5%
- Mitchell Jake Powers · Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
Entity owners
- Modell Capital LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 12, 2026financial planning (Item 5.G.1): yes on the filing of 2025-11-25, no on the filing of 2026-02-12peers: independent wealth managers, $1B to $5B (1,360)
- custody status changedChange between filings · filing Feb 12, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-25, yes on the filing of 2026-02-12peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 0 to 918Nov 25, 2025 to Feb 12, 2026
- Advisory activities · 2 to 1Nov 25, 2025 to Feb 12, 2026
- BD registered reps · 1 to 0Nov 25, 2025 to Feb 12, 2026
- Charity clients · unset to 5.0Nov 25, 2025 to Feb 12, 2026
- Corporate clients · unset to 10.0Nov 25, 2025 to Feb 12, 2026
- HNW clients · unset to 101.0Nov 25, 2025 to Feb 12, 2026
- Individual clients · unset to 270.0Nov 25, 2025 to Feb 12, 2026
- Pension plan clients · unset to 7.0Nov 25, 2025 to Feb 12, 2026
- Assets in custody · unset to 611642533.0Nov 25, 2025 to Feb 12, 2026
- Custody of client assets · false to trueNov 25, 2025 to Feb 12, 2026
- Financial planning clients · 0 to Nov 25, 2025 to Feb 12, 2026
- HQ city · ROCHESTER to BLOOMFIELD HILLSNov 25, 2025 to Feb 12, 2026
- Other offices · 1 to 0Nov 25, 2025 to Feb 12, 2026
- Discretionary RAUM · $0 to $1.9BNov 25, 2025 to Feb 12, 2026
- HNW RAUM · unset to 1485988207.0Nov 25, 2025 to Feb 12, 2026
- Individual RAUM · unset to 323800249.0Nov 25, 2025 to Feb 12, 2026
- Pension RAUM · unset to 20372360.0Nov 25, 2025 to Feb 12, 2026
- RAUM · $0 to $1.9BNov 25, 2025 to Feb 12, 2026
- Related adviser · true to falseNov 25, 2025 to Feb 12, 2026
Signals
1 dated events
- 3 advisors left Clarkston Capital Partners, LLC (Bloomfield Hills, MI) for Modell Capital Management LLC on the same dayFeb 10, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (248) 723-8000reportedpublic record, Form ADV, Feb 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $628Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026