DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

M•• I•••••••• L••

Asset manager (funds and pooled vehicles)Farmington Hills, MichiganCRD 339299SEC 801-134966IAPD
Latest filing Aug 4, 2026
First filing on the tape Apr 28, 2026 · 4 filings
SEC status approved since Apr 8, 2026
RAUM
$460M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$460M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$460M as of Aug 4, 2026
Apr 28, 2026$225M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Apr 28, 20260 then
Employees (5.A)3 as of Aug 4, 2026
Apr 28, 20263 then
Private funds1 as of Aug 4, 2026
Apr 28, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$460MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$460MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$460M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• L••••••• W••••••••Farmington Hills, MiMay 14, 202610 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••• J•••••••• B•••• · Chief Compliance Officercontrol
      since 10/2025 · owns less than 5%
    • W••••••••• M••••••• L••••••• · Directorcontrol
      since 02/2024 · owns less than 5%
    Entity owners
    • M•• H•••• F•••• L•• · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    2 against comparable advisers; where to look, not conclusions
    • low discretionary shareStatic outlier · filing Aug 4, 2026
      discretionary share of RAUM of 0% against a peer median of 100% (1567 comparable advisers, 0.0th percentile, 33.7 robust deviations)
      peers: asset managers, $100M to $500M (1,567) · 0.0% percentile
    • custody status changedChange between filings · filing Aug 4, 2026
      custody of client assets (Item 9.A): yes on the filing of 2026-07-15, no on the filing of 2026-08-04
      peers: asset managers, $100M to $500M (1,567)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Assets in custody · 224555917.0 to unset
      Jul 15, 2026 to Aug 4, 2026
    • Custody of client assets · true to false
      Jul 15, 2026 to Aug 4, 2026
    • Non-discretionary RAUM · $458M to $460M
      Jul 15, 2026 to Aug 4, 2026
    • Pooled vehicle RAUM · $458M to $460M
      Jul 15, 2026 to Aug 4, 2026
    • RAUM · $458M to $460M
      Jul 15, 2026 to Aug 4, 2026
    • Accounts · 6 to 1
      May 14, 2026 to Jul 15, 2026
    • Pooled vehicle clients · 6 to 1
      May 14, 2026 to Jul 15, 2026
    • Discretionary RAUM · $225M to $0
      May 14, 2026 to Jul 15, 2026
    • Non-discretionary RAUM · $0 to $458M
      May 14, 2026 to Jul 15, 2026
    • Pooled vehicle RAUM · $225M to $458M
      May 14, 2026 to Jul 15, 2026
    • RAUM · $225M to $458M
      May 14, 2026 to Jul 15, 2026
    Signals
    1 dated events
    • M•• I•••••••• L•• reported RAUM $457.8M, up 104% from $224.6M (2026-05-14 to 2026-07-15)
      Jul 15, 2026 · RAUM change · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Principal office phone
    248-960-1700reportedpublic record, Form ADV, Aug 4, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
    RAUM per advisor
    $460Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026