DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lancaster
Legal name Lancaster Labs, LLC
Latest filing Jul 27, 2026
First filing on the tape Oct 29, 2025 · 5 filings
SEC status 120-day approval since Dec 1, 2025
RAUM
$8.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$8.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$2.9M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$8.6M as of Jul 27, 2026
Oct 29, 2025$0 then
HNW client RAUM$8.6M as of Jul 27, 2026
Oct 29, 2025$0 then
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Oct 29, 20250 then
Employees (5.A)3 as of Jul 27, 2026
Oct 29, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $2.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $342,468derivedHNW RAUM over HNW clients
- Average account
- $342,468derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$8.6M100%
- Individual clients
- n/areported
- HNW clients
- 25reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 25reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Ron Bezoza | New York, Ny | Jan 20, 2026 | 23 y | 1 |
| Natalie Munn | Providence, Ri | Jul 13, 2026 | 13 y | 1 |
| James Vincent Perrello | Madison, Nj | Jul 27, 2026 | 32 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Natalie Munn from Hightower Advisors, LLCJul 13, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Ron Bezoza from Credit Suisse Securities (USA) LLCJan 20, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ron Bezoza · Chief Revenue Officer, Chief Compliance Officercontrolsince 10/2025 · owns less than 5%
Entity owners
- Lancaster Systematic, Inc. · Managerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 25Jun 23, 2026 to Jul 27, 2026
- HNW clients · unset to 25.0Jun 23, 2026 to Jul 27, 2026
- Pooled vehicle clients · 0.0 to unsetJun 23, 2026 to Jul 27, 2026
- Discretionary RAUM · $0 to $8.6MJun 23, 2026 to Jul 27, 2026
- HNW RAUM · $0 to $8.6MJun 23, 2026 to Jul 27, 2026
- Individual RAUM · 0.0 to unsetJun 23, 2026 to Jul 27, 2026
- Pension RAUM · 0.0 to unsetJun 23, 2026 to Jul 27, 2026
- Pooled vehicle RAUM · 0.0 to unsetJun 23, 2026 to Jul 27, 2026
- RAUM · $0 to $8.6MJun 23, 2026 to Jul 27, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- hello@lancaster.amreportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lancaster-amreportedpublic record, Form ADV, Sep 17, 2026
- Website
- lancaster.amreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 917-859-2815reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $2.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026