DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hv Capital Management

Independent wealth managerMontgomery, New YorkCRD 339467SEC 801-134910websiteIAPD
Legal name Hv Capital Management, LLC
Latest filing May 14, 2026
First filing on the tape Dec 22, 2025 · 3 filings
SEC status approved since Dec 9, 2025
RAUM
$71.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$53.5M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$23.8M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$71.5M as of May 14, 2026
Dec 22, 2025$0 then
HNW client RAUM$40.0M as of May 14, 2026
Mar 25, 2026$40.0M then
State-registered IARs (5.B.3)2 as of May 14, 2026
Dec 22, 20252 then
Employees (5.A)4 as of May 14, 2026
Dec 22, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$23.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
18derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$627,300derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, subscriptionreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
Custody
$11.8M, 32 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$40.0M56%
  • Individuals$13.5M19%
  • Pension and profit-sharing plans$11.8M16%
  • Corporations and businesses$6.0M8.4%
  • Charitable organizations$193,7400.3%
Individual clients
37reported
HNW clients
16reported
Pension plan clients
2reported
Charitable clients
1reported
Accounts
114reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$11.8M for 32 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.75 fund_share=0.0 institutional_share=0.17 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Ronald Pauly MayfieldChartered Financial AnalystMontgomery, NyDec 21, 202517 y3
Melissa J. MineauMontgomery, NyDec 21, 202526 y1
Mark Alan LazarczykMontgomery, NyDec 22, 202511 y0
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Alan Mark Lazarczyk · Chief Executive Officercontrol
        since 11/2025 · owns 25% to 50%
      • Pauly Ronald Mayfield · Chief Investment Officercontrol
        since 11/2025 · owns 25% to 50%
      • J. Melissa Mineau · Chief Operating Officercontrol
        since 11/2025 · owns 25% to 50%
      • Glenn Jonathan Kasting · Chief Compliance Officer
        since 11/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Montgomery, Ny · principal330
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 114
        Dec 22, 2025 to Mar 25, 2026
      • Charity clients · unset to 1.0
        Dec 22, 2025 to Mar 25, 2026
      • Corporate clients · unset to 4.0
        Dec 22, 2025 to Mar 25, 2026
      • HNW clients · unset to 16.0
        Dec 22, 2025 to Mar 25, 2026
      • Individual clients · unset to 37.0
        Dec 22, 2025 to Mar 25, 2026
      • Pension plan clients · unset to 2.0
        Dec 22, 2025 to Mar 25, 2026
      • Assets in custody · unset to 11795455.0
        Dec 22, 2025 to Mar 25, 2026
      • Custody of client assets · false to true
        Dec 22, 2025 to Mar 25, 2026
      • Discretionary RAUM · $0 to $71.5M
        Dec 22, 2025 to Mar 25, 2026
      • HNW RAUM · unset to 40002900.0
        Dec 22, 2025 to Mar 25, 2026
      • Individual RAUM · unset to 13523299.0
        Dec 22, 2025 to Mar 25, 2026
      • Pension RAUM · unset to 11763220.0
        Dec 22, 2025 to Mar 25, 2026
      • RAUM · $0 to $71.5M
        Dec 22, 2025 to Mar 25, 2026
      Signals
      1 dated events
      • 2 advisors left Orange Investment Advisors, Inc. (Goshen, NY) for HV Capital Management on the same day
        Dec 23, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/hv-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
      Website
      hvcapitalmanagement.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      845-655-4826reportedpublic record, Form ADV, May 14, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $23.8Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026