DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• M••••••••• L••
Latest filing Apr 29, 2026
First filing on the tape Nov 18, 2025 · 4 filings
SEC status approved since Dec 19, 2025
RAUM
$343M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
80%
$275M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$57.2M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$343M as of Apr 29, 2026
Nov 18, 2025$0 then
HNW client RAUM$228M as of Apr 29, 2026
Nov 18, 2025$0 then
State-registered IARs (5.B.3)7 as of Apr 29, 2026
Nov 18, 20252 then
Employees (5.A)12 as of Apr 29, 2026
Nov 18, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $57.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $519,202derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$228M66%
- Corporations and businesses$59.3M17%
- Individuals$47.2M14%
- Pension and profit-sharing plans$8.5M2.5%
- Individual clients
- 178reported
- HNW clients
- 103reported
- Pension plan clients
- 12reported
- Charitable clients
- 0reported
- Accounts
- 661reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• L•• G••••••• | Troy, Mi | Jan 16, 2026 | 19 y | 6 |
| M•••••• B•••• W••••••• | Troy, Mi | Jan 16, 2026 | 28 y | 7 |
| N••••• C•••••• L••• | Troy, Mi | Jan 20, 2026 | 17 y | 2 |
| J••••• P••• N•••••• | Troy, Mi | Jan 20, 2026 | 10 y | 1 |
| E••• W•••• B•••••• | Troy, Mi | Jan 20, 2026 | 31 y | 4 |
| R••••• J••• Y•••••Chartered Financial Analyst | Troy, Mi | Jan 21, 2026 | 10 y | 4 |
Advisor movement
0 left, 6 joined in 12 months
net +6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• J••• Y••••• from G•••••••• F•••••••• G••••• L••Jan 21, 2026 · RIA to a newly registered adviser
- E••• W•••• B•••••• from G•••••••• F•••••••• G••••• L••Jan 20, 2026 · RIA to a newly registered adviser
- N••••• C•••••• L••• from G•••••••• F•••••••• G••••• L••Jan 20, 2026 · RIA to a newly registered adviser
- J••••• P••• N•••••• from G•••••••• F•••••••• G••••• L••Jan 20, 2026 · RIA to a newly registered adviser
- M•••••• B•••• W••••••• from G•••••••• F•••••••• G••••• L••Jan 16, 2026 · RIA to a newly registered adviser
- K•••••• L•• G••••••• from G•••••••• F•••••••• G••••• L••Jan 16, 2026 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from G•••••••• F•••••••• G••••• L••Jan 21, 2026 · Bloomfield Hills, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• M••••••• B•••• · Chief Compliance Officer & Director Of Wealth Managementcontrolsince 11/2025 · owns less than 5%
Entity owners
- 2• S•••••• L•• · Direct Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Troy, Mi · principal | 6 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 661Jan 20, 2026 to Mar 20, 2026
- HNW clients · 0 to 103Jan 20, 2026 to Mar 20, 2026
- Individual clients · 0 to 178Jan 20, 2026 to Mar 20, 2026
- Pension plan clients · 0 to 12Jan 20, 2026 to Mar 20, 2026
- Employees · 7 to 12Jan 20, 2026 to Mar 20, 2026
- Discretionary RAUM · $0 to $343MJan 20, 2026 to Mar 20, 2026
- HNW RAUM · $0 to $228MJan 20, 2026 to Mar 20, 2026
- Individual RAUM · $0 to $47.2MJan 20, 2026 to Mar 20, 2026
- Pension RAUM · $0 to $8.5MJan 20, 2026 to Mar 20, 2026
- RAUM · $0 to $343MJan 20, 2026 to Mar 20, 2026
- Advisory employees · 2 to 7Nov 18, 2025 to Jan 20, 2026
- Employees · 2 to 7Nov 18, 2025 to Jan 20, 2026
- State-registered IARs · 2 to 7Nov 18, 2025 to Jan 20, 2026
- Other offices · 2 to 1Nov 18, 2025 to Jan 20, 2026
Signals
1 dated events
- G•••••••• F•••••••• G••••• L••'s advisors moved to V•••••• W••••• M••••••••• L•• (Bloomfield Hills, MI): 5 of 9 registered, on the same dayJan 21, 2026 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@vertrixwm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 248-602-0555reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- vertrixwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (248) 602 0555reportedpublic record, Form ADV, Apr 29, 2026
- Contact form
- vertrixwm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026