DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

SEC-registered adviser

W•• P•••••••

Wealth manager with institutional or fund businessMiami, FloridaCRD 339994SEC 801-135681websiteIAPD
Legal name W•• P••••••• I•••
Latest filing Jul 31, 2026
First filing on the tape Mar 9, 2026 · 2 filings
SEC status approved since Mar 31, 2026
RAUM
$104M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
48%
$50.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$104M as of Jul 31, 2026
Mar 9, 2026$0 then
HNW client RAUM: $49.7M
State-registered IARs (5.B.3)1 as of Jul 31, 2026
Mar 9, 20261 then
Employees (5.A)3 as of Jul 31, 2026
Mar 9, 20265 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$104MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
33derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.6MderivedHNW RAUM over HNW clients
Average account
$2.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$49.7M51%
  • Corporations and businesses$44.9M46%
  • Insurance companies$1.7M1.7%
  • Individuals$478,6670.5%
Individual clients
2reported
HNW clients
31reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
48reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.48 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• J•••• A•••••• · Ciocontrol
        since 12/2025 · owns less than 5%
      • P•••• V•••••• A••••••••• N•• · Ccocontrol
        since 12/2025 · owns less than 5%
      • T••••••• H••••••••• J••••• S••••••• · Ceocontrol
        since 12/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 48
        Mar 9, 2026 to Jul 31, 2026
      • Advisory employees · 3 to 2
        Mar 9, 2026 to Jul 31, 2026
      • Charity clients · unset to 0.0
        Mar 9, 2026 to Jul 31, 2026
      • Corporate clients · unset to 11.0
        Mar 9, 2026 to Jul 31, 2026
      • HNW clients · unset to 31.0
        Mar 9, 2026 to Jul 31, 2026
      • Individual clients · unset to 2.0
        Mar 9, 2026 to Jul 31, 2026
      • Pension plan clients · unset to 0.0
        Mar 9, 2026 to Jul 31, 2026
      • Pooled vehicle clients · unset to 0.0
        Mar 9, 2026 to Jul 31, 2026
      • Employees · 5 to 3
        Mar 9, 2026 to Jul 31, 2026
      • Discretionary RAUM · $0 to $104M
        Mar 9, 2026 to Jul 31, 2026
      • HNW RAUM · unset to 49722328.0
        Mar 9, 2026 to Jul 31, 2026
      • Individual RAUM · unset to 478667.0
        Mar 9, 2026 to Jul 31, 2026
      • Pension RAUM · unset to 0.0
        Mar 9, 2026 to Jul 31, 2026
      • Pooled vehicle RAUM · unset to 0.0
        Mar 9, 2026 to Jul 31, 2026
      • RAUM · $0 to $104M
        Mar 9, 2026 to Jul 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      w•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      305 200-8877reportedpublic record, Form ADV, Jul 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026