DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••• P•••••• W••••• L••

Independent wealth managerCenterville, UtahCRD 340533SEC 801-136502websiteIAPD
Latest filing Jul 21, 2026
First filing on the tape Jul 21, 2026 · 1 filings
SEC status approved since Aug 18, 2026
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
76%
$97.5M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $129M
HNW client RAUM: $31.2M
State-registered IARs (5.B.3): 4
Employees (5.A): 6
Private funds: no history
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
  • Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$129MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
316derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.2MderivedHNW RAUM over HNW clients
Average account
$148,415derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
6.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$66.3M51%
  • High-net-worth individuals$31.2M24%
  • Pension and profit-sharing plans$29.2M23%
  • Corporations and businesses$2.4M1.9%
Individual clients
290reported
HNW clients
26reported
Pension plan clients
7reported
Charitable clients
n/areported
Accounts
870reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.76 fund_share=0.0 institutional_share=0.23 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M•••••• J•••••• C• · Chief Executive Officercontrol
        since 01/2026 · owns 75% or more
      • M•••••• S•••• R• · Chief Compliance Operations Officercontrol
        since 01/2026 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      5 dated events
      • Lincoln Michael West added a CA registration at A••••• P•••••• W••••• L••
        Sep 15, 2026 · New state registration · fact
      • Lincoln Michael West added a CO registration at A••••• P•••••• W••••• L••
        Sep 15, 2026 · New state registration · fact
      • Lincoln Michael West added a ID registration at A••••• P•••••• W••••• L••
        Sep 15, 2026 · New state registration · fact
      • Lincoln Michael West added a IL registration at A••••• P•••••• W••••• L••
        Sep 15, 2026 · New state registration · fact
      • Justin C Martin, registered through L••••• W••••• M••••••••• L•• (Woods Cross, UT), is a direct owner of A••••• P•••••• W••••• L••, an adviser first registered 2026-07-21; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
        Jul 21, 2026 · Owner of a newly registered adviser · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      s••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      t•••••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      j•••••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      j•••••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      r•••••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      s•••••••••@a•••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      208-955-0500reportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      801-803-1268reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      a•••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      801-574-0308reportedpublic record, Form ADV, Jul 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026