DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• W••••• M•••••••••
Wealth manager with institutional or fund businessOrlando, FloridaCRD 340592SEC 801-135459websiteIAPD
Legal name I•• G••••• C•••••• I•••
Latest filing Sep 4, 2026
First filing on the tape Feb 5, 2026 · 3 filings
SEC status approved since Mar 3, 2026
RAUM
$129M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
40%
$51.2M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$42.9M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$129M as of Jun 5, 2026
Feb 5, 2026$0 then
HNW client RAUM: $33.8M
State-registered IARs (5.B.3)3 as of Jun 5, 2026
Feb 5, 20263 then
Employees (5.A)4 as of Jun 5, 2026
Feb 5, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 4, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $42.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$77.5M60%
- High-net-worth individuals$33.8M26%
- Individuals$17.4M14%
- Individual clients
- 69reported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 112reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.4 fund_share=0.6 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• B•••••• S••••• | Orlando, Fl | Apr 2, 2026 | 14 y | 2 |
| M•••••• P•••• H•••••• | Pelotas Rs | Jun 1, 2026 | 11 y | 1 |
| G•••••••• M•••••• D• S•••• L•••• | Sao Paulo | Jun 1, 2026 | 13 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• P•••• H•••••• from B••••• P••••• I••••••••• A•••••• L••Jun 1, 2026 · RIA to a newly registered adviser
- G•••••••• M•••••• D• S•••• L•••• from B••••• P••••• I••••••••• A•••••• L••Jun 1, 2026 · RIA to a newly registered adviser
- D••••• B•••••• S••••• from B••••• P••••• I••••••••• A•••••• L••Apr 2, 2026 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B••••• P••••• I••••••••• A•••••• L••Apr 21, 2026 · Miami, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• S•••••• D••••• · President / Directorcontrolsince 02/2024 · owns 75% or more
- F•••••• C••••••• J••• · Chief Compliance Officersince 01/2026 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jun 5, 2026 to Sep 4, 2026
- Related adviser · false to unsetJun 5, 2026 to Sep 4, 2026
- Related bank · false to unsetJun 5, 2026 to Sep 4, 2026
- Related broker-dealer · false to unsetJun 5, 2026 to Sep 4, 2026
- Related insurance company · false to unsetJun 5, 2026 to Sep 4, 2026
- Succession · false to unsetJun 5, 2026 to Sep 4, 2026
- Accounts · 0 to 112Feb 5, 2026 to Jun 5, 2026
- HNW clients · unset to 27.0Feb 5, 2026 to Jun 5, 2026
- Individual clients · unset to 69.0Feb 5, 2026 to Jun 5, 2026
- Pooled vehicle clients · unset to 13.0Feb 5, 2026 to Jun 5, 2026
- Discretionary RAUM · $0 to $129MFeb 5, 2026 to Jun 5, 2026
- HNW RAUM · unset to 33758387.0Feb 5, 2026 to Jun 5, 2026
- Individual RAUM · unset to 17402802.0Feb 5, 2026 to Jun 5, 2026
- Pooled vehicle RAUM · unset to 77547069.0Feb 5, 2026 to Jun 5, 2026
- RAUM · $0 to $129MFeb 5, 2026 to Jun 5, 2026
Signals
1 dated events
- 2 advisors left B••••• P••••• I••••••••• A•••••• L•• (Miami, FL) for V•••••• W••••• M••••••••• within 8 daysApr 21, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- c••••••@v••••••.globalreportedpublished by the firm, firm site, Sep 15, 2026
- Website
- v••••••.globalreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 786-657-1584reportedpublic record, Form ADV, Sep 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $42.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026