DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Pathway Financial Solutions, Inc.

Independent wealth managerSalina, KansasCRD 340594SEC 801-135400websiteIAPD
Latest filing Jul 7, 2026
First filing on the tape Mar 13, 2026 · 2 filings
SEC status approved since Mar 9, 2026
RAUM
$135M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$135M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$16.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$135M as of Jul 7, 2026
Mar 13, 2026$0 then
HNW client RAUM: $64.4M
State-registered IARs (5.B.3)4 as of Jul 7, 2026
Mar 13, 20264 then
Employees (5.A)4 as of Jul 7, 2026
Mar 13, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$16.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
39derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$185,326derivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
0.5derivedItem 5.A over advisors
Advisors per office
8.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$70.9M52%
  • High-net-worth individuals$64.4M48%
Individual clients
276reported
HNW clients
33reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
730reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jonathan Dale WebbSalina, KsMar 13, 202633 y1
Bradley A VeenendaalSalina, KsMar 13, 202610 y1
Eddie Eldon BalluchSalina, KsMar 13, 202613 y1
Larae Ann DuffSalina, KsMar 13, 202610 y7
Trevor Joseph WebbSalina, KsMar 13, 202612 y1
Jordan Dale WebbSalina, KsMar 13, 202613 y1
Gracyn Viola DorzweilerSalina, KsJul 15, 202610 y0
Amy Dawn ZeiglerSalina, KsJul 15, 202614 y0
Advisor movement
0 left, 6 joined in 12 months
net +6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Dale Jonathan Webb · Chief Executive Officer And Chief Compliance Officercontrol
        since 01/2026 · owns 50% to 75%
      • Dale Jordan Webb · Owner And Chief Sales Officercontrol
        since 01/2026 · owns 25% to 50%
      • Eldon Eddie Balluch · Chief Financial Officer
        since 01/2026 · owns 10% to 25%
      • A Bradley Veenendaal · Chief Operating Officer
        since 01/2026 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Salina, Ks · principal880
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 730
        Mar 13, 2026 to Jul 7, 2026
      • HNW clients · unset to 33.0
        Mar 13, 2026 to Jul 7, 2026
      • Individual clients · unset to 276.0
        Mar 13, 2026 to Jul 7, 2026
      • Discretionary RAUM · $0 to $128M
        Mar 13, 2026 to Jul 7, 2026
      • HNW RAUM · unset to 64386497.0
        Mar 13, 2026 to Jul 7, 2026
      • Individual RAUM · unset to 70901292.0
        Mar 13, 2026 to Jul 7, 2026
      • Non-discretionary RAUM · $0 to $7.6M
        Mar 13, 2026 to Jul 7, 2026
      • RAUM · $0 to $135M
        Mar 13, 2026 to Jul 7, 2026
      Signals
      1 dated events
      • 6 advisors left Ofg Financial Services, Inc. (Topeka, KS) for Pathway Financial Solutions, Inc. on the same day
        Mar 13, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      785-820-8161reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      Pathway-Financial.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      785-820-8161reportedpublic record, Form ADV, Jul 7, 2026
      Team page
      Pathway-Financial.com/Team.htmreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $16.9Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026