DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ofg Financial Services, Inc.

Independent wealth managerTopeka, KansasCRD 23940SEC 801-127727website IAPD

Latest filing Mar 26, 2026

First filing on the tape Mar 24, 2023 · 10 filings

SEC status approved since Apr 24, 2023

RAUM

$271M

reported, Item 5.F

Discretionary

0.0%

of RAUM

Private clients

77%

$210M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$9.7M

derived; firm RAUM over IAPD count

Employees

30 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

10 filings and snapshots on the tape

RAUM$271M as of Mar 26, 2026

Mar 27, 2024$160M then

HNW client RAUM: no history

State-registered IARs (5.B.3)30 as of Mar 26, 2026

Mar 27, 202430 then

Employees (5.A)30 as of Mar 26, 2026

Mar 27, 202430 then

Private funds: no history

RAUM +0.4% over the last fiscal yearIARs 37 to 30

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

Archetypes, each a printed rule

Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)

RAUM per advisor: $9.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $318,824derivedRAUM over accounts (5.F.2.f)
Discretionary: 0.0%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.1derivedItem 5.A over advisors
Advisors per office: 5.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +0.4%derivedbetween the last two annual amendments
Advisor growth, one year: -19%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

is a broker-dealer (6.A.1)
buys or sells securities as principal to or from clients (8.A.2)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$210M77%
Corporations and businesses$61.0M23%

Individual clients: 850reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 850reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.77 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=30.0derived

Advisors registered through the firm

28 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Douglas Keith Crum	College Station, Tx	Mar 8, 2000	27 y	0
Steven Craig ColsonChartered Financial Consultant	College Station, Tx	Feb 28, 2003	35 y	0
Lawrence Kyle Ruzicka	Topeka, Ks	Mar 16, 2006	26 y	0
Lorin Dale Kieschnick	College Station, Tx	Mar 12, 2008	19 y	0
Jesse Newton Burditt	Topeka, Ks	May 13, 2008	34 y	0
Leasa Elenora HuffmanChartered Financial Consultant	Topeka, Ks	Jan 2, 2009	25 y	0
Todd Matthew Payne	Topeka, Ks	Jan 6, 2009	18 y	0
Charles Hal Kooken	Huntsville, Tx	Mar 16, 2009	39 y	1
Kevin Kord Webb	Topeka, Ks	Apr 14, 2009	24 y	0
Katherine Cassidy Mcmaster	Topeka, Ks	Jun 11, 2009	26 y	1
Richard Dale Higgs	Topeka, Ks	Feb 8, 2010	33 y	0
Craig Alan Colson	College Station, Tx	Feb 5, 2013	15 y	0
Robert Kenneth Tersinar	Topeka, Ks	Jun 8, 2016	14 y	0
Benjamin Scott Schroeder	College Station, Tx	Jun 8, 2016	10 y	0
James Dale Sather	Fort Scott, Ks	Jun 8, 2016	26 y	0
Tyler John Mcmaster	Topeka, Ks	Oct 6, 2016	17 y	0
Scott Jackson Marwil	College Station, Tx	Jan 8, 2018	10 y	0
Dean Alan Willeford	San Antonio, Tx	May 31, 2019	10 y	0
Jonathan Bernard Gatz	Overland Park, Ks	Aug 1, 2019	20 y	2
John David Phinney	College Station, Tx	Aug 7, 2023	31 y	0
Jake Albert Lebahn	Topeka, Ks	Jan 22, 2024	20 y	0
Douglas Brent MasseyChartered Financial Consultant	Topeka, Ks	Aug 22, 2024	40 y	0
Weston Ray Woodring	Springdale, Ar	Oct 1, 2024	13 y	0
Chris Winston Davenport	Fort Scott, Ks	Feb 3, 2025	12 y	0
Larry Lynn Davenport	Fort Scott, Ks	Feb 27, 2025	26 y	0
Mason James Knopp	Topeka, Ks	Mar 13, 2025	11 y	0
Mitchell J Quick	Fort Scott, Ks	Jul 15, 2025	14 y	0
Matthew Robert Campbell	Fort Scott, Ks	Oct 27, 2025	11 y	0

Advisor movement

6 left, 0 joined in 12 months

net -6 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 21% of current headcount6 left over 36 months

Left, latest

Jonathan Dale Webb to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Jordan Dale Webb to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Bradley A Veenendaal to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Trevor Joseph Webb to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Eddie Eldon Balluch to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Larae Ann Duff to Pathway Financial Solutions, Inc.
Mar 13, 2026 · RIA to a newly registered adviser
Logan Thomas Wolfley to Schwarz Investment Partners
May 17, 2022 · RIA to RIA
Alex B Perez to Principal Securities, Inc.
Oct 18, 2017 · Other
Richard K Ryan to Vsr Advisory Services
May 3, 2004 · Other

Joined, latest

Larae Ann Duff from J.P. Morgan Securities LLC
Aug 18, 2025 · Wirehouse to independent RIA
Jonathan Bernard Gatz from Osaic Wealth, Inc.
Aug 1, 2019 · Affiliated broker-dealer or bank to independent RIA
Alex B Perez from Securian Financial Services, Inc.
Jul 21, 2010 · Other
Charles Hal Kooken from Pruco Securities, LLC
Mar 16, 2009 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

6 left for Pathway Financial Solutions, Inc.
Mar 13, 2026 · Topeka, Ks

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Tyler John Mcmaster · Senior Vice Presidentcontrol
since 03/2023 · owns less than 5%
James Kenneth Ogdon · President & Directorcontrol
since 10/1991 · owns 75% or more
Todd Matthew Payne · Secretary-Treasurer, Director & Ccocontrol
since 08/2008 · owns less than 5%

Related persons

Schedule D 7.A

Ofg Planning Services, Inc
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out
Topeka, Ks · principal	28	1	5	1
College Station, Tx	7	0	0
Fort Scott, Ks	7	1	0
Salina, Ks	0	0	1

Offices

Schedule D 1.F, the 25 largest

College Station, TX6 employees
Salina, KS4 employees
Topeka, KS1 employees
Overland Park, KS1 employees

ADV anomalies

4 against comparable advisers; where to look, not conclusions

wealth to institutional shiftCombination · filing Mar 26, 2026
peers: independent wealth managers, $100M to $500M (5,676)
low discretionary shareStatic outlier · filing Mar 26, 2026
discretionary share of RAUM of 0% against a peer median of 100% (5676 comparable advisers, 0.0th percentile, 33.7 robust deviations)
peers: independent wealth managers, $100M to $500M (5,676) · 0.0% percentile
client mix shiftChange between filings · filing Mar 26, 2026
private-client share of RAUM moved from 99.0% to 77.0% between the annual amendments of 2025-03-18 and 2026-03-26
peers: independent wealth managers, $100M to $500M (5,676)
institutional asset share shiftChange between filings · filing Mar 26, 2026
institutional share of RAUM moved from 1.0% to 23.0% between the annual amendments of 2025-03-18 and 2026-03-26
peers: independent wealth managers, $100M to $500M (5,676)

How anomalies are measured

What changed

consecutive filings, newest first

Advisory employees · 37 to 30
Jul 29, 2025 to Mar 26, 2026
BD registered reps · 37 to 30
Jul 29, 2025 to Mar 26, 2026
Corporate clients · 7 to 5
Jul 29, 2025 to Mar 26, 2026
Individual clients · 843 to 850
Jul 29, 2025 to Mar 26, 2026
Employees · 37 to 30
Jul 29, 2025 to Mar 26, 2026
Insurance-licensed employees · 2 to 0
Jul 29, 2025 to Mar 26, 2026
State-registered IARs · 37 to 30
Jul 29, 2025 to Mar 26, 2026
Individual RAUM · $268M to $210M
Jul 29, 2025 to Mar 26, 2026
Non-discretionary RAUM · $270M to $271M
Jul 29, 2025 to Mar 26, 2026
RAUM · $270M to $271M
Jul 29, 2025 to Mar 26, 2026
Financial planning clients · 1-10 to 1-10
Mar 18, 2025 to Jul 29, 2025
Accounts · 800 to 850
Jul 3, 2024 to Mar 18, 2025
Advisory employees · 33 to 37
Jul 3, 2024 to Mar 18, 2025
BD registered reps · 33 to 37
Jul 3, 2024 to Mar 18, 2025
Individual clients · 793 to 843
Jul 3, 2024 to Mar 18, 2025
Employees · 33 to 37
Jul 3, 2024 to Mar 18, 2025
State-registered IARs · 33 to 37
Jul 3, 2024 to Mar 18, 2025
Individual RAUM · $194M to $268M
Jul 3, 2024 to Mar 18, 2025
Non-discretionary RAUM · $196M to $270M
Jul 3, 2024 to Mar 18, 2025
RAUM · $196M to $270M
Jul 3, 2024 to Mar 18, 2025
Accounts · 700 to 800
Mar 27, 2024 to Jul 3, 2024
Advisory employees · 30 to 33
Mar 27, 2024 to Jul 3, 2024
BD registered reps · 30 to 33
Mar 27, 2024 to Jul 3, 2024
Corporate clients · unset to 7.0
Mar 27, 2024 to Jul 3, 2024
Individual clients · 700 to 793
Mar 27, 2024 to Jul 3, 2024
Employees · 30 to 33
Mar 27, 2024 to Jul 3, 2024
Insurance-licensed employees · 0 to 2
Mar 27, 2024 to Jul 3, 2024
State-registered IARs · 30 to 33
Mar 27, 2024 to Jul 3, 2024
Individual RAUM · $160M to $194M
Mar 27, 2024 to Jul 3, 2024
Non-discretionary RAUM · $160M to $196M
Mar 27, 2024 to Jul 3, 2024
RAUM · $160M to $196M
Mar 27, 2024 to Jul 3, 2024
Accounts · 350 to 700
Apr 5, 2023 to Mar 27, 2024
Advisory employees · 29 to 30
Apr 5, 2023 to Mar 27, 2024
BD registered reps · 29 to 30
Apr 5, 2023 to Mar 27, 2024
Individual clients · 350 to 700
Apr 5, 2023 to Mar 27, 2024
Employees · 29 to 30
Apr 5, 2023 to Mar 27, 2024
State-registered IARs · 29 to 30
Apr 5, 2023 to Mar 27, 2024
Individual RAUM · $100M to $160M
Apr 5, 2023 to Mar 27, 2024
Non-discretionary RAUM · $100M to $160M
Apr 5, 2023 to Mar 27, 2024
RAUM · $100M to $160M
Apr 5, 2023 to Mar 27, 2024

Signals

9 dated events

Eddie Eldon Balluch left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
Jordan Dale Webb left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
Bradley A Veenendaal left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
Trevor Joseph Webb left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
Larae Ann Duff left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
Jonathan Dale Webb left Ofg Financial Services, Inc. for Pathway Financial Solutions, Inc. (registered 2026-03-13)
Mar 13, 2026 · Advisor changed firm · fact
6 advisors left Ofg Financial Services, Inc. (Topeka, KS) for Pathway Financial Solutions, Inc. on the same day
Mar 13, 2026 · Team lift-out · derived
Ofg Financial Services, Inc. filed its initial SEC registration (Form ADV)
Mar 24, 2023 · First SEC registration · fact
Logan Thomas Wolfley left Ofg Financial Services, Inc. for Schwarz Investment Partners (registered 2021-11-05)
May 17, 2022 · Advisor changed firm · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: forms@ofgfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 785-233-4071reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 785-233-5746reportedpublished by the firm, firm site, Sep 15, 2026
Website: OFGFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 785-233-4071reportedpublic record, Form ADV, Mar 26, 2026
Team page: ofgfinancial.com/team.htmreportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $9.7Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026