DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• V••••• W••••• M•••••••••
Legal name S• I••••••••• P•••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Mar 27, 2026 · 5 filings
SEC status 120-day approval since Mar 27, 2026
RAUM
$65.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$65.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$32.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$65.4M as of Aug 27, 2026
Mar 27, 2026$0 then
HNW client RAUM$49.2M as of Aug 27, 2026
May 20, 2026$49.2M then
State-registered IARs (5.B.3)2 as of Aug 27, 2026
Mar 27, 20263 then
Employees (5.A)2 as of Aug 27, 2026
Mar 27, 20263 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $32.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $293,278derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $65.4M, 101 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$49.2M75%
- Individuals$16.2M25%
- Individual clients
- 77reported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 223reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $65.4M for 101 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• T••••• M•••••••Certified Financial Planner | Glenwood Springs, Co | Mar 27, 2026 | 19 y | 1 |
| K•••• P••• H••••••• | Phoenix, Az | Mar 27, 2026 | 13 y | 1 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• T••••• M••••••• from S••••••• W••••• M•••••••••Mar 27, 2026 · RIA to a newly registered adviser
- K•••• P••• H••••••• from S••••••• W••••• M•••••••••Mar 27, 2026 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from S••••••• W••••• M•••••••••Mar 27, 2026 · Phoenix, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••••• D•••••• T••••• · President & Chief Compliance Officercontrolsince 03/2026 · owns 75% or more
- R••••••• F••••••• N••••• · Member & Office Managersince 03/2026 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glenwood Springs, Co | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 27, 2026financial planning (Item 5.G.1): no on the filing of 2026-07-30, yes on the filing of 2026-08-27peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Advisory activities · 1 to 2Jul 30, 2026 to Aug 27, 2026
- Financial planning clients · to 0Jul 30, 2026 to Aug 27, 2026
- Advisory activities · 4 to 1Jun 26, 2026 to Jul 30, 2026
- Financial planning clients · 0 to Jun 26, 2026 to Jul 30, 2026
- Employees · 3 to 2May 20, 2026 to Jun 26, 2026
- Accounts · 0 to 223Mar 27, 2026 to May 20, 2026
- Advisory employees · 3 to 2Mar 27, 2026 to May 20, 2026
- HNW clients · unset to 21.0Mar 27, 2026 to May 20, 2026
- Individual clients · unset to 77.0Mar 27, 2026 to May 20, 2026
- Assets in custody · unset to 65401042.0Mar 27, 2026 to May 20, 2026
- Custody of client assets · false to trueMar 27, 2026 to May 20, 2026
- State-registered IARs · 3 to 2Mar 27, 2026 to May 20, 2026
- Discretionary RAUM · $0 to $65.4MMar 27, 2026 to May 20, 2026
- HNW RAUM · unset to 49192175.0Mar 27, 2026 to May 20, 2026
- Individual RAUM · unset to 16208867.0Mar 27, 2026 to May 20, 2026
- RAUM · $0 to $65.4MMar 27, 2026 to May 20, 2026
Signals
1 dated events
- 2 advisors left S••••••• W••••• M••••••••• (Phoenix, AZ) for E•••••••• V••••• W••••• M••••••••• on the same dayMar 27, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@evolutionvisionwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- dan@evolutionvisionwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- felicia@evolutionvisionwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-810-5410reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- evolutionvisionwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 810-5410reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $32.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026