DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trillium Wealth LLC
Latest filing Jul 27, 2026
First filing on the tape Feb 26, 2026 · 2 filings
SEC status approved since Mar 26, 2026
RAUM
$545M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$533M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$77.8M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$545M as of Jul 27, 2026
Feb 26, 2026$0 then
HNW client RAUM: $335M
State-registered IARs (5.B.3)7 as of Jul 27, 2026
Feb 26, 20267 then
Employees (5.A)13 as of Jul 27, 2026
Feb 26, 202613 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $77.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 89derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $318,874derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 1.2derived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $50.9M, 27 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$335M61%
- Individuals$199M36%
- Corporations and businesses$11.0M2.0%
- Charitable organizations$410,3140.1%
- Individual clients
- 525reported
- HNW clients
- 100reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,708reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $50.9M for 27 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Mitchell Laska | Winter Park, Fl | Mar 27, 2026 | 18 y | 4 |
| Lucas John Thompson | Winter Park, Fl | Apr 30, 2026 | 10 y | 2 |
| Ashley Nicole JanosekCertified Financial Planner | Winter Park, Fl | Apr 30, 2026 | 10 y | 1 |
| Matthew James Gomoll | Raleigh, Nc | Apr 30, 2026 | 10 y | 5 |
| Thomas Avery Skelley | Winter Park, Fl | Apr 30, 2026 | 26 y | 4 |
| Cherry Gayle LaskaCertified Financial Planner | Winter Park, Fl | Apr 30, 2026 | 12 y | 3 |
| James Henry Smith | Monroe, La | May 8, 2026 | 19 y | 4 |
Advisor movement
0 left, 7 joined in 12 months
net +7 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James Henry Smith from Cwm, LLCMay 8, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Lucas John Thompson from Cwm, LLCApr 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Cherry Gayle Laska from Capital Financial Services LLCApr 30, 2026 · RIA to a newly registered adviser
- Thomas Avery Skelley from Cwm, LLCApr 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Ashley Nicole Janosek from Cwm, LLCApr 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Matthew James Gomoll from Cwm, LLCApr 30, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- Steven Mitchell Laska from Cwm, LLCMar 27, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Matthew Gomoll · Partner And Wealth Advisorcontrolsince 07/2024 · owns 25% to 50%
- Gayle Cherry Laska · Partner And Wealth Advisorcontrolsince 07/2024 · owns 25% to 50%
- Mitchell Steven Laska · Managing Partner, Chief Compliance Officer, And Wealth Advisorcontrolsince 07/2024 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Winter Park, Fl · principal | 7 | 7 | 0 | ||
| Yorkville, Il | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Jul 27, 2026custody of client assets (Item 9.A): no on the filing of 2026-02-26, yes on the filing of 2026-07-27peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 0 to 1,708Feb 26, 2026 to Jul 27, 2026
- Charity clients · unset to 1.0Feb 26, 2026 to Jul 27, 2026
- Corporate clients · unset to 3.0Feb 26, 2026 to Jul 27, 2026
- HNW clients · unset to 100.0Feb 26, 2026 to Jul 27, 2026
- Individual clients · unset to 525.0Feb 26, 2026 to Jul 27, 2026
- Assets in custody · unset to 50912239.0Feb 26, 2026 to Jul 27, 2026
- Custody of client assets · false to trueFeb 26, 2026 to Jul 27, 2026
- Financial planning clients · to 251-500Feb 26, 2026 to Jul 27, 2026
- Discretionary RAUM · $0 to $545MFeb 26, 2026 to Jul 27, 2026
- HNW RAUM · unset to 334698809.0Feb 26, 2026 to Jul 27, 2026
- Individual RAUM · unset to 198548288.0Feb 26, 2026 to Jul 27, 2026
- RAUM · $0 to $545MFeb 26, 2026 to Jul 27, 2026
Signals
2 dated events
- 3 advisors left Cwm, LLC (Omaha, NE) for Trillium Wealth LLC on the same dayMay 1, 2026 · Team lift-out · derived
- 2 advisors left Cwm, LLC (Yorkville, IL) for Trillium Wealth LLC on the same dayMay 1, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 267-996-4500reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 318-388-6042reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 321-295-8492reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- trillium-wealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 321-295-8492reportedpublic record, Form ADV, Jul 27, 2026
- Team page
- trillium-wealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026