DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Henry Smith

Trillium Wealth LLCindependent RIAMonroe, La IA-onlyIAPD 3120584

Feed of 09/15/2026

Also filed as Jaime Smith

At current firm

0 y

since May 8, 2026

In the industry

19 y

since Jun 7, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Senior Wealth Advisorreportedtrillium-wealth.comfirm site, Sep 15, 2026
Designations: CRPSreportedtrillium-wealth.comas printed on the bio page, Sep 16, 2026
Partner or owner: “Jaime Smith, CRPS - Partner, Senior Wealth Advisor | Trillium Wealth”reportedtrillium-wealth.comthe sentence on the bio page
Professional profile: trillium-wealth.com/team/jaime-smithreportedtrillium-wealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Trillium Wealth LLC independent RIA current
since May 8, 2026 · Monroe, La
Cwm, LLC BD affiliated
May 24, 2023 to May 1, 2026 · Monroe, La
Newedge Advisors BD affiliated
Jun 15, 2016 to May 23, 2023 · Monroe, La
Raymond James & Associates, Inc. national BD
Feb 13, 2013 to Jun 24, 2016 · Monroe, La
Morgan Keegan & Company, LLC former
Jun 7, 2007 to Feb 13, 2013 · Ruston, La

Moves

a registration end followed by a registration begin elsewhere

Cwm, LLC to Trillium Wealth LLC
left May 1, 2026, registered May 8, 2026 (7 days) · Affiliated broker-dealer or bank to a newly registered adviser
Newedge Advisors to Cwm, LLC
left May 23, 2023, registered May 24, 2023 (1 days) · Affiliated broker-dealer or bank to another
Raymond James & Associates, Inc. to Newedge Advisors
left Jun 24, 2016, registered Jun 15, 2016 (-9 days) · Other · moved with a team
Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.
left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move

Signals

James Henry Smith left Cwm, Llc for Trillium Wealth Llc (registered 2026-05-08)
May 1, 2026 · Advisor changed firm · fact
James Henry Smith left Newedge Advisors for Cwm, Llc (registered 2023-05-24)
May 23, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address