DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gibert Wealth Management
Legal name Gibert Wealth Management, LLC
Latest filing Jul 24, 2026
First filing on the tape Mar 13, 2026 · 4 filings
SEC status approved since Apr 10, 2026
RAUM
$316M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$316M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$158M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$316M as of Jul 24, 2026
Mar 13, 2026$0 then
HNW client RAUM$296M as of Jul 24, 2026
Jun 17, 2026$296M then
State-registered IARs (5.B.3)2 as of Jul 24, 2026
Mar 13, 20261 then
Employees (5.A)2 as of Jul 24, 2026
Mar 13, 20261 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $158MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 58derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $23.9M, 18 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$296M94%
- Individuals$19.8M6.3%
- Individual clients
- 36reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 274reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $23.9M for 18 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Paul L GibertCertified Financial Planner | Charlotte, Nc | Apr 17, 2026 | 30 y | 5 |
| Brenton Lohr Smith | Charlotte, Nc | Jul 23, 2026 | 30 y | 3 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brenton Lohr Smith from Kestra Advisory Services, LLCJul 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Paul L Gibert from Kestra Advisory Services, LLCApr 17, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L Paul Gibert · Managing Member / Ccocontrolsince 03/2026 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Charlotte, Nc · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 1 to 2Jun 17, 2026 to Jul 24, 2026
- Employees · 1 to 2Jun 17, 2026 to Jul 24, 2026
- HQ city · to CHARLOTTEJun 17, 2026 to Jul 24, 2026
- HQ state · to NCJun 17, 2026 to Jul 24, 2026
- State-registered IARs · 1 to 2Jun 17, 2026 to Jul 24, 2026
- Accounts · 0 to 274May 28, 2026 to Jun 17, 2026
- HNW clients · unset to 80.0May 28, 2026 to Jun 17, 2026
- Individual clients · unset to 36.0May 28, 2026 to Jun 17, 2026
- Assets in custody · unset to 23902602.0May 28, 2026 to Jun 17, 2026
- Custody of client assets · false to trueMay 28, 2026 to Jun 17, 2026
- Discretionary RAUM · $0 to $316MMay 28, 2026 to Jun 17, 2026
- HNW RAUM · unset to 296144277.0May 28, 2026 to Jun 17, 2026
- Individual RAUM · unset to 19844725.0May 28, 2026 to Jun 17, 2026
- RAUM · $0 to $316MMay 28, 2026 to Jun 17, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- gibertwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 7045755349reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $158Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026