DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

V••••••• W••••• M•••••••••

Independent wealth managerWoodbury, New YorkCRD 342014SEC 801-136483websiteIAPD
Legal name V••••••• W••••• M••••••••• I•••
Latest filing Aug 27, 2026
First filing on the tape May 21, 2026 · 2 filings
SEC status approved since Jun 17, 2026
RAUM
$299M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$299M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$299M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$299M as of Aug 27, 2026
May 21, 2026$0 then
HNW client RAUM: $190M
State-registered IARs (5.B.3)0 as of Aug 27, 2026
May 21, 20260 then
Employees (5.A)1 as of Aug 27, 2026
May 21, 20261 then
Private funds: no history
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$299MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
362derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$359,125derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$190M64%
  • Individuals$109M36%
Individual clients
268reported
HNW clients
94reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
832reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••• A••••• V•••••••Woodbury, NyJun 18, 202616 y3
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • O••••••• C•••••• F• · Ccocontrol
      since 05/2026 · owns less than 5%
    • V•••••••• M••••• A••••• · Chief Executive Officercontrol
      since 01/2026 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 832
      May 21, 2026 to Aug 27, 2026
    • Charity clients · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • Corporate clients · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • HNW clients · unset to 94.0
      May 21, 2026 to Aug 27, 2026
    • Individual clients · unset to 268.0
      May 21, 2026 to Aug 27, 2026
    • Pension plan clients · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • Pooled vehicle clients · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • Discretionary RAUM · $0 to $299M
      May 21, 2026 to Aug 27, 2026
    • HNW RAUM · unset to 189928061.0
      May 21, 2026 to Aug 27, 2026
    • Individual RAUM · unset to 108864277.0
      May 21, 2026 to Aug 27, 2026
    • Pension RAUM · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • Pooled vehicle RAUM · unset to 0.0
      May 21, 2026 to Aug 27, 2026
    • RAUM · $0 to $299M
      May 21, 2026 to Aug 27, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    i•••@v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    e••••@v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    a•••••••••@v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business email
    j•••••@v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    516-285-2261reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    516-246-6988reportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    516-716-0124reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    v•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    631-559-7713reportedpublic record, Form ADV, Aug 27, 2026
    Contact form
    v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Team page
    v•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $299Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026