DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Aon Securities LLC

No RAUM reportedChicago, IllinoisCRD 4138SEC 801-106546IAPD
Latest filing Mar 26, 2026
First filing on the tape Feb 22, 2012 · 26 filings
SEC status approved since Sep 1, 2015
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$0 as of Mar 26, 2026
Mar 28, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 30, 20160 then
Employees (5.A)14 as of Mar 26, 2026
Mar 30, 20167 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=14.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Jeffrey Todd Chambley · Directorcontrol
        since 07/2022 · owns less than 5%
      • William Leo Jr Delaney · Director (01/1999)/President (06/2000)/General Securities Principal (01/2001)control
        since 01/1999 · owns less than 5%
      • Bryon Gerard Ehrhart · Director (05/2002)control
        since 05/2002 · owns less than 5%
      • Kenneth James Mackunis · Directorcontrol
        since 09/2012 · owns less than 5%
      • Kathleen Nicole Monaghan · Directorcontrol
        since 07/2022 · owns less than 5%
      • Richard Erik Charles Pennay · Ceo (10/2024), Directorcontrol
        since 07/2022 · owns less than 5%
      • Bryan Richard Ward · Directorcontrol
        since 07/2022 · owns less than 5%
      • Gregory Paul Morris · Chief Compliance Officer
        since 01/2016 · owns less than 5%
      • Magdaline Garris Pasalich · Director, Cfo, Principal Financial Officer, Principal Operations Officer
        since 09/2024 · owns less than 5%
      Entity owners
      • Aon Group, Inc. · Shareholder
        direct · owns 75% or more
      • Aon Corporation · Shareholder
        indirect · owns 75% or more of Aon Group, Inc. · public reporting company
      • Aon Global Holdings Limited · Shareholder
        indirect · owns 75% or more of Aon Corporation
      • Aon Global Limited · Shareholder
        indirect · owns 75% or more of Aon Global Holdings Limited [Uk] · public reporting company
      • Aon Plc [Ie] · Shareholder
        indirect · owns 75% or more of Randolph Finance Ulc [Ie]
      • Randolph Finance Ulc [Ie] · Shareholder
        indirect · owns 75% or more of Aon Global Limited
      • As Holdings, Inc. · Shareholder
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      Advisers that list Aon Securities LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Other offices · 0 to 1
        Mar 28, 2025 to Mar 26, 2026
      • Accounts · unset to 0.0
        Oct 8, 2024 to Mar 28, 2025
      • Advisory employees · 11 to 14
        Oct 8, 2024 to Mar 28, 2025
      • BD registered reps · 11 to 14
        Oct 8, 2024 to Mar 28, 2025
      • Employees · 11 to 14
        Oct 8, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Oct 8, 2024 to Mar 28, 2025
      • Discretionary RAUM · unset to 0.0
        Oct 8, 2024 to Mar 28, 2025
      • Non-discretionary RAUM · unset to 0.0
        Oct 8, 2024 to Mar 28, 2025
      • RAUM · unset to 0.0
        Oct 8, 2024 to Mar 28, 2025
      • Advisory employees · 7 to 11
        Feb 14, 2024 to Mar 19, 2024
      • BD registered reps · 7 to 11
        Feb 14, 2024 to Mar 19, 2024
      • Employees · 7 to 11
        Feb 14, 2024 to Mar 19, 2024
      • Advisory employees · 6 to 7
        Mar 25, 2022 to Mar 27, 2023
      • BD registered reps · 6 to 7
        Mar 25, 2022 to Mar 27, 2023
      • Employees · 6 to 7
        Mar 25, 2022 to Mar 27, 2023
      • Advisory employees · 4 to 6
        May 21, 2020 to Mar 26, 2021
      • BD registered reps · 4 to 6
        May 21, 2020 to Mar 26, 2021
      • Employees · 4 to 6
        May 21, 2020 to Mar 26, 2021
      • Advisory employees · 5 to 4
        Feb 22, 2019 to Mar 15, 2019
      • BD registered reps · 3 to 4
        Feb 22, 2019 to Mar 15, 2019
      • Employees · 5 to 4
        Feb 22, 2019 to Mar 15, 2019
      • Business name · AON SECURITIES INC. to AON SECURITIES LLC
        Jan 15, 2019 to Feb 22, 2019
      • Legal name · AON SECURITIES INC. to AON SECURITIES LLC
        Jan 15, 2019 to Feb 22, 2019
      • Succession · true to false
        Jan 15, 2019 to Feb 22, 2019
      • Organization form · Corporation to Limited Liability Company
        Mar 27, 2018 to Jan 15, 2019
      • Succession · false to true
        Mar 27, 2018 to Jan 15, 2019
      • Advisory employees · 6 to 5
        Mar 31, 2017 to Mar 27, 2018
      • BD registered reps · 4 to 3
        Mar 31, 2017 to Mar 27, 2018
      • Employees · 6 to 5
        Mar 31, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 31, 2017 to Mar 27, 2018
      • Advisory employees · 7 to 6
        Mar 30, 2016 to Mar 31, 2017
      • BD registered reps · 6 to 4
        Mar 30, 2016 to Mar 31, 2017
      • Employees · 7 to 6
        Mar 30, 2016 to Mar 31, 2017
      • BD registered reps · 4 to 6
        Feb 11, 2016 to Mar 30, 2016
      • Business name · AON BENFIELD SECURITIES, INC. to AON SECURITIES INC.
        Aug 10, 2015 to Feb 11, 2016
      • Legal name · AON BENFIELD SECURITIES, INC. to AON SECURITIES INC.
        Aug 10, 2015 to Feb 11, 2016
      • Advisory employees · unset to 7.0
        Feb 22, 2012 to Aug 10, 2015
      • BD registered reps · unset to 4.0
        Feb 22, 2012 to Aug 10, 2015
      • Employees · unset to 7.0
        Feb 22, 2012 to Aug 10, 2015
      • State-registered IARs · unset to 0.0
        Feb 22, 2012 to Aug 10, 2015
      Signals
      10 dated events
      • Paul Thomas Schultz (Ceo (06/2013)) no longer on Schedule A of Aon Securities Llc (listed 2024-08-12, absent 2024-10-08)
        Oct 8, 2024 · Control person left · inference
      • Ari Noah Jacobs (Director) no longer on Schedule A of Aon Securities Llc (listed 2022-03-25, absent 2023-03-27)
        Mar 27, 2023 · Control person left · inference
      • Stephen Todd Cummings (Director) no longer on Schedule A of Aon Securities Llc (listed 2022-03-25, absent 2023-03-27)
        Mar 27, 2023 · Control person left · inference
      • Jeffrey Todd Chambley (Director) appeared on Schedule A of Aon Securities Llc
        Mar 27, 2023 · Control person joined · fact
      • Kathleen Nicole Monaghan (Director) appeared on Schedule A of Aon Securities Llc
        Mar 27, 2023 · Control person joined · fact
      • Richard Erik Charles Pennay (Director) appeared on Schedule A of Aon Securities Llc
        Mar 27, 2023 · Control person joined · fact
      • Bryan Richard Ward (Director) appeared on Schedule A of Aon Securities Llc
        Mar 27, 2023 · Control person joined · fact
      • Aon Securities Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jan 15, 2019 · Succession (Item 4) · fact
      • Peter Francis Murphy (Cfo, Director, Financial And Operations Principal) no longer on Schedule A of Aon Securities Llc (listed 2018-03-27, absent 2019-01-15)
        Jan 15, 2019 · Control person left · inference
      • Aon Benfield Securities, Inc. filed its initial SEC registration (Form ADV)
        Aug 10, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      312-381-4488reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Aon Securities LLC is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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