DFX Intelligence

RIA Intelligence

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SEC-registered adviser

W•••••• F•••••••• C•••••••••

Independent wealth managerSan Diego, CaliforniaCRD 6118SEC 801-117841website IAPD

Latest filing Sep 14, 2026

First filing on the tape Nov 21, 2019 · 15 filings

SEC status approved since Jan 2, 2020

RAUM

$414M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

89%

$369M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$138M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$309M as of May 13, 2026

Nov 23, 2020$184M then

HNW client RAUM$262M as of May 13, 2026

Nov 23, 2020$162M then

State-registered IARs (5.B.3)3 as of May 13, 2026

Nov 23, 20203 then

Employees (5.A)6 as of May 13, 2026

Nov 23, 20206 then

Private funds: no history

RAUM +107% over the last fiscal year+18% a year over threeIARs 3 to 3offices 0 to 2

Practice profile

derived from the filing of Sep 14, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $138MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 57derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.4MderivedHNW RAUM over HNW clients
Average account: $858,064derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 3.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +31%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.3%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: financial planning, portfolio management for individualsreportedItem 5.G
Custody: $245M, 134 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$358M86%
Corporations and businesses$31.2M7.5%
Pension and profit-sharing plans$13.3M3.2%
Individuals$11.0M2.7%
Charitable organizations$1.2M0.3%

Individual clients: 67reported
HNW clients: 104reported
Pension plan clients: 9reported
Charitable clients: n/areported
Accounts: 483reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $245M for 134 clientsreported
Compensation: % of AUMreported
Class basis: private_client_share=0.89 fund_share=0.0 institutional_share=0.04 related_bd= related_bank= bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S••••• T•••••	San Diego, Ca	Feb 13, 2017	26 y	2
R•••••• S••••• L•••••••	San Diego, Ca	Feb 13, 2017	39 y	1
S••••• M•••• L•••••••	San Diego, Ca	Dec 3, 2019	11 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

G•••• K••••• F••• to C••••• P••••••• L••
Sep 18, 2023 · RIA to RIA
D••••• J• C•••• to C•••• I••••••••• P•••••••
Sep 17, 2019 · RIA to a state-registered adviser

Joined, latest

S••••• T••••• from A•••• C••••••• L•••
Feb 13, 2017 · Other
R•••••• S••••• L••••••• from L••••••• • C••••••• L••
Feb 13, 2017 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L•••••••• R••••••• S••••• · President, Ceo, Cco & Cio (Since 12/2016), Trustee Of The R•••••• S• L••••••• T•••• U•• 1••••••••• (Since 04/2015)control
since 12/2016 · owns less than 5%

Entity owners

R•••••• S• L••••••• T•••• U•• 1••••••••• · Shareholder
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
San Diego, Ca · principal	3	0	0
Eagle, Id	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 398 to 483
May 13, 2026 to Sep 14, 2026
Corporate clients · 6.0 to unset
May 13, 2026 to Sep 14, 2026
HNW clients · 106 to 104
May 13, 2026 to Sep 14, 2026
Individual clients · 49 to 67
May 13, 2026 to Sep 14, 2026
Pension plan clients · 8 to 9
May 13, 2026 to Sep 14, 2026
Financial planning clients · 1-10 to 1-10
May 13, 2026 to Sep 14, 2026
Other offices · 1 to 2
May 13, 2026 to Sep 14, 2026
Discretionary RAUM · $309M to $414M
May 13, 2026 to Sep 14, 2026
HNW RAUM · $262M to $358M
May 13, 2026 to Sep 14, 2026
Individual RAUM · $8.0M to $11.0M
May 13, 2026 to Sep 14, 2026
Pension RAUM · $10.5M to $13.3M
May 13, 2026 to Sep 14, 2026
RAUM · $309M to $414M
May 13, 2026 to Sep 14, 2026
Related adviser · false to unset
May 13, 2026 to Sep 14, 2026
Related bank · false to unset
May 13, 2026 to Sep 14, 2026
Related broker-dealer · false to unset
May 13, 2026 to Sep 14, 2026
Related insurance company · false to unset
May 13, 2026 to Sep 14, 2026
Succession · false to unset
May 13, 2026 to Sep 14, 2026
Accounts · 391 to 398
Jul 10, 2025 to Oct 29, 2025
Corporate clients · unset to 6.0
Jul 10, 2025 to Oct 29, 2025
HNW clients · 104 to 106
Jul 10, 2025 to Oct 29, 2025
Individual clients · 45 to 49
Jul 10, 2025 to Oct 29, 2025
Assets in custody · $167M to $245M
Jul 10, 2025 to Oct 29, 2025
Discretionary RAUM · $282M to $309M
Jul 10, 2025 to Oct 29, 2025
HNW RAUM · $239M to $262M
Jul 10, 2025 to Oct 29, 2025
Individual RAUM · $7.4M to $8.0M
Jul 10, 2025 to Oct 29, 2025
Pension RAUM · $10.3M to $10.5M
Jul 10, 2025 to Oct 29, 2025
RAUM · $282M to $309M
Jul 10, 2025 to Oct 29, 2025
Accounts · 390 to 391
Oct 28, 2024 to Jul 10, 2025
Advisory employees · 1 to 2
Oct 28, 2024 to Jul 10, 2025
Corporate clients · 5.0 to unset
Oct 28, 2024 to Jul 10, 2025
Individual clients · 41 to 45
Oct 28, 2024 to Jul 10, 2025
Pension plan clients · 9 to 8
Oct 28, 2024 to Jul 10, 2025
Employees · 5 to 6
Oct 28, 2024 to Jul 10, 2025
Financial planning clients · 1-10 to 1-10
Oct 28, 2024 to Jul 10, 2025
Other offices · 0 to 1
Oct 28, 2024 to Jul 10, 2025
Discretionary RAUM · $261M to $282M
Oct 28, 2024 to Jul 10, 2025
HNW RAUM · $222M to $239M
Oct 28, 2024 to Jul 10, 2025
Individual RAUM · $6.9M to $7.4M
Oct 28, 2024 to Jul 10, 2025
Pension RAUM · $8.5M to $10.3M
Oct 28, 2024 to Jul 10, 2025
RAUM · $261M to $282M
Oct 28, 2024 to Jul 10, 2025

Signals

4 dated events

G•••• K••••• F••• left W•••••• F•••••••• C••••••••• for C••••• P••••••• L•• (registered 2023-09-15)
Sep 18, 2023 · Advisor changed firm · fact
S••••• T••••• (Cfo/Finop/Prin Fin Officer/Prin Ops Officer) no longer on Schedule A of W•••••• F•••••••• C••••••••• (listed 2020-07-17, absent 2020-11-23)
Nov 23, 2020 · Control person left · inference
Howard Boyd L••••••• (Chairman) no longer on Schedule A of W•••••• F•••••••• C••••••••• (listed 2020-06-10, absent 2020-07-17)
Jul 17, 2020 · Control person left · inference
W•••••• F•••••••• C••••••••• filed its initial SEC registration (Form ADV)
Nov 21, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: WESTFINCORP.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 619-544-0260reportedpublic record, Form ADV, Sep 14, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $138Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026