DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• • C••• I•••
Legal name S•••••• • C••••••
Latest filing Jan 30, 2026
First filing on the tape Mar 9, 2012 · 23 filings
SEC status approved since May 27, 1976
RAUM
$616M
reported, Item 5.F
Discretionary
79%
of RAUM
Private clients
68%
$422M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$616M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$616M as of Jan 30, 2026
Mar 9, 2012$685M then
HNW client RAUM$414M as of Jan 30, 2026
Feb 20, 2018$281M then
State-registered IARs (5.B.3)0 as of Jan 30, 2026
Mar 9, 20120 then
Employees (5.A)2 as of Jan 30, 2026
Mar 18, 20135 then
Private funds: no history
RAUM +5.2% over the last fiscal year+2.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $616MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.4MderivedHNW RAUM over HNW clients
- Average account
- $3.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 79%derivedof RAUM
- Institutional
- 32%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$414M67%
- Charitable organizations$193M31%
- Individuals$8.0M1.3%
- Pension and profit-sharing plans$958,5450.2%
- Individual clients
- 16reported
- HNW clients
- 44reported
- Pension plan clients
- 1reported
- Charitable clients
- 4reported
- Accounts
- 176reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.68 fund_share=0.0 institutional_share=0.32 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• B••••••• R•••Certified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Mar 24, 2024 | 13 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- T•••• B••••••• R••• from C••••• I••••••••• M••••••••• I••Mar 24, 2024 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• B••••••• A•• · President/Chief Compliance Officercontrolsince 09/1998 · owns 75% or more
- R•••• T••••• B••••••• · Chief Investment Officercontrolsince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 184 to 176Mar 13, 2025 to Jan 30, 2026
- Advisory employees · 3 to 2Mar 13, 2025 to Jan 30, 2026
- Charity clients · 5 to 4Mar 13, 2025 to Jan 30, 2026
- HNW clients · 50 to 44Mar 13, 2025 to Jan 30, 2026
- Individual clients · 17 to 16Mar 13, 2025 to Jan 30, 2026
- Pension plan clients · 2 to 1Mar 13, 2025 to Jan 30, 2026
- Employees · 3 to 2Mar 13, 2025 to Jan 30, 2026
- Discretionary RAUM · $466M to $489MMar 13, 2025 to Jan 30, 2026
- HNW RAUM · $384M to $414MMar 13, 2025 to Jan 30, 2026
- Individual RAUM · $10.5M to $8.0MMar 13, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $119M to $126MMar 13, 2025 to Jan 30, 2026
- Pension RAUM · $6.0M to $958,545Mar 13, 2025 to Jan 30, 2026
- RAUM · $585M to $616MMar 13, 2025 to Jan 30, 2026
- Accounts · 205 to 184Sep 20, 2024 to Mar 13, 2025
- HNW clients · 58 to 50Sep 20, 2024 to Mar 13, 2025
- Individual clients · 28 to 17Sep 20, 2024 to Mar 13, 2025
- Pension plan clients · 1 to 2Sep 20, 2024 to Mar 13, 2025
- Financial planning clients · 0 to 0Sep 20, 2024 to Mar 13, 2025
- Discretionary RAUM · $309M to $466MSep 20, 2024 to Mar 13, 2025
- HNW RAUM · $364M to $384MSep 20, 2024 to Mar 13, 2025
- Individual RAUM · $10.5M to $10.5MSep 20, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $307M to $119MSep 20, 2024 to Mar 13, 2025
- Pension RAUM · $7.5M to $6.0MSep 20, 2024 to Mar 13, 2025
- RAUM · $616M to $585MSep 20, 2024 to Mar 13, 2025
- Advisory activities · 3 to 4Mar 4, 2024 to Sep 6, 2024
- Employees · 4 to 3Mar 4, 2024 to Sep 6, 2024
- Accounts · 227 to 205Mar 6, 2023 to Mar 4, 2024
- Advisory employees · 2 to 3Mar 6, 2023 to Mar 4, 2024
- HNW clients · 67 to 58Mar 6, 2023 to Mar 4, 2024
- Individual clients · 31 to 28Mar 6, 2023 to Mar 4, 2024
- Employees · 3 to 4Mar 6, 2023 to Mar 4, 2024
- Financial planning clients · unset to 0Mar 6, 2023 to Mar 4, 2024
- Discretionary RAUM · $261M to $309MMar 6, 2023 to Mar 4, 2024
- HNW RAUM · $344M to $364MMar 6, 2023 to Mar 4, 2024
- Individual RAUM · $13.3M to $10.5MMar 6, 2023 to Mar 4, 2024
- Non-discretionary RAUM · $320M to $307MMar 6, 2023 to Mar 4, 2024
- Pension RAUM · $7.1M to $7.5MMar 6, 2023 to Mar 4, 2024
- RAUM · $581M to $616MMar 6, 2023 to Mar 4, 2024
- Accounts · 230 to 227May 9, 2022 to Mar 6, 2023
- HNW clients · 71 to 67May 9, 2022 to Mar 6, 2023
Signals
1 dated events
- Benjamin Tyler Rowe (Chief Investment Officer) appeared on Schedule A of S•••••• • C••• I•••Mar 4, 2024 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- SOLANAIS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 619-231-9102reportedpublic record, Form ADV, Jan 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $616Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026