DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Duncan Financial Planning Advisors CRD 309454 | Irwin, PA | no RAUM | $0 | n/a | 27 | Not computed | 79 | 0 |
| Stock Snips, Inc. CRD 322544 | Pittsburgh, PA | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| Excorde Capital LLC CRD 337589 | Conshohocken, PA | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| K••••••• B•••••• CRD 338785 | Pittsburgh, PA | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| I•• C•••••• CRD 340355 | King Of Prussia, PA | no RAUM | $0 | n/a | 1 | Not computed | 1 | 1 |
| D•• P•••••• W••••• CRD 341684 | Harrisburg, PA | no RAUM | $0 | n/a | 2 | Not computed | 1 | 0 |
| G••••••• W••••• M••••••••• L•• CRD 341905 | Radnor, PA | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| B•••• C•••••• A••••••• CRD 342040 | Newtown, PA | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| G••••• R•••• W••••• M••••••••• L•• CRD 342561 | Radnor, PA | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| E••• CRD 342781 | Philadelphia, PA | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| L••••• F•••••••• G•••• CRD 342937 | Camp Hill, PA | no RAUM | $0 | n/a | 4 | Not computed | 1 | 0 |
| F•••••••• S••••••••• C•••• CRD 5009 | Pittsburgh, PA | no RAUM | $0 | n/a | 209 | Not computed | 3 | 0 |
| F•••••••• A••••••• S••••••• C•••••• CRD 128611 | Pittsburgh, PA | no RAUM | Not disclosed | n/a | 0 | Not computed | 4 | 0 |
| V••••••• A••••••••• A••••• A••••••• L•• CRD 341357 | Malvern, PA | no RAUM | Not disclosed | n/a | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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