DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Federated Advisory Services Company
Latest filing Sep 8, 2026
First filing on the tape Mar 29, 2012 · 26 filings
SEC status approved since Nov 28, 2003
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
208
74 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$0 as of Jun 29, 2026
Mar 27, 2025$0 then
HNW client RAUM$0 as of Jun 29, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Mar 29, 20120 then
Employees (5.A)208 as of Jun 29, 2026
Mar 25, 2013158 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 3 to 4
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- n/areported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Frank Stephen Auth · Evp, Cio-Equitycontrolsince 10/2003 · owns less than 5%
- Christopher John Donahue · Trustee, Chairmancontrolsince 10/2003 · owns less than 5%
- Robert Thomas Donahue · Trustee, Treasurercontrolsince 10/2003 · owns less than 5%
- Basil John Fisher · Trustee President Ceocontrolsince 01/2006 · owns less than 5%
- Hemmer Anne Kruczek · Executive Vice Presidentcontrolsince 03/2019 · owns less than 5%
- G Timothy Trebilcock · Executive Vice Presidentcontrolsince 03/2019 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- Andrew George Bonnewell · Vice President, Secretarysince 10/2003 · owns less than 5%
- Joseph James Gallagher · Trusteesince 01/2018 · owns less than 5%
Entity owners
- Fii Holdings, Inc. · Shareholderdirect · owns 75% or more
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Mdt Advisers, A Division Of Federated Mdta LLCinvestment adviserbanknRAUM $26B
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Federated Advisory Services Company as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY27 employees
- Boston, MA1 employees
- Tokyo, Japan1 employees
What changed
consecutive filings, newest first
- Accounts · 0.0 to unsetJun 29, 2026 to Sep 8, 2026
- Financial planning clients · to unsetJun 29, 2026 to Sep 8, 2026
- Discretionary RAUM · 0.0 to unsetJun 29, 2026 to Sep 8, 2026
- Non-discretionary RAUM · 0.0 to unsetJun 29, 2026 to Sep 8, 2026
- RAUM · 0.0 to unsetJun 29, 2026 to Sep 8, 2026
- Succession · false to unsetJun 29, 2026 to Sep 8, 2026
- Advisory employees · 68 to 74Mar 27, 2025 to Mar 27, 2026
- BD registered reps · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Insurance-licensed employees · 8 to 9Mar 27, 2025 to Mar 27, 2026
- Other offices · 3 to 4Mar 27, 2025 to Mar 27, 2026
- Advisory employees · 71 to 68Mar 27, 2024 to Mar 27, 2025
- Accounts · unset to 0.0Mar 27, 2024 to Mar 27, 2025
- BD registered reps · 5 to 4Mar 27, 2024 to Mar 27, 2025
- Employees · 213 to 208Mar 27, 2024 to Mar 27, 2025
- Insurance-licensed employees · 9 to 8Mar 27, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 27, 2025
- Discretionary RAUM · unset to 0.0Mar 27, 2024 to Mar 27, 2025
- Non-discretionary RAUM · unset to 0.0Mar 27, 2024 to Mar 27, 2025
- RAUM · unset to 0.0Mar 27, 2024 to Mar 27, 2025
- Advisory employees · 68 to 71Mar 29, 2023 to Mar 27, 2024
- Employees · 207 to 213Mar 29, 2023 to Mar 27, 2024
- Insurance-licensed employees · 8 to 9Mar 29, 2023 to Mar 27, 2024
- Other offices · 4 to 3Mar 29, 2023 to Mar 27, 2024
- Employees · 197 to 207Mar 29, 2022 to Mar 29, 2023
- Advisory employees · 66 to 68Mar 30, 2021 to Mar 29, 2022
- BD registered reps · 3 to 5Mar 30, 2021 to Mar 29, 2022
- Employees · 193 to 197Mar 30, 2021 to Mar 29, 2022
- Insurance-licensed employees · 9 to 8Mar 30, 2021 to Mar 29, 2022
- Advisory employees · 52 to 66Jun 10, 2020 to Mar 30, 2021
- BD registered reps · 2 to 3Jun 10, 2020 to Mar 30, 2021
- Employees · 162 to 193Jun 10, 2020 to Mar 30, 2021
- Insurance-licensed employees · 6 to 9Jun 10, 2020 to Mar 30, 2021
- Other offices · 2 to 4Jun 10, 2020 to Mar 30, 2021
- Advisory employees · 56 to 52Jun 20, 2019 to Mar 27, 2020
- BD registered reps · 4 to 2Jun 20, 2019 to Mar 27, 2020
- Employees · 178 to 162Jun 20, 2019 to Mar 27, 2020
- Insurance-licensed employees · 8 to 6Jun 20, 2019 to Mar 27, 2020
- Advisory employees · 61 to 56Jul 27, 2018 to Mar 29, 2019
- Employees · 179 to 178Jul 27, 2018 to Mar 29, 2019
- Insurance-licensed employees · 9 to 8Jul 27, 2018 to Mar 29, 2019
Signals
2 dated events
- Hemmer Anne Kruczek (Executive Vice President) appeared on Schedule A of Federated Advisory Services CompanyMay 20, 2019 · Control person joined · fact
- G Timothy Trebilcock (Executive Vice President) appeared on Schedule A of Federated Advisory Services CompanyMay 20, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (412) 288-1900reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026