RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| The Sherry Group, Inc. CRD 146271 | Mountain Home, AR | independent RIA | $130M | 100% | 3 | $43.4M | 1 | 0 |
| Willow CRD 325785 | Rogers, AR | independent RIA | $128M | 100% | 4 | $31.9M | 1 | 0 |
| Hatcher Capital Investments, Inc. CRD 300230 | Little Rock, AR | mixed wealth | $127M | 30% | 5 | $25.5M | 0 | 0 |
| S••••••••• W••••• M••••••••• P•• CRD 292882 | Hot Springs, AR | independent RIA | $125M | 100% | 4 | $31.3M | 0 | 0 |
| H••••• C•••••• M••••••••• I••• CRD 116183 | Heber Springs, AR | independent RIA | $113M | 97% | 1 | $113M | 1 | 0 |
| F•••• F•••••••• S•••••••• L•• CRD 329276 | Little Rock, AR | independent RIA | $103M | 97% | 3 | $34.4M | 1 | 0 |
| S• B•••••• A•••• M••••••••• I••• CRD 307770 | Russellville, AR | independent RIA | $27.4M | 100% | 1 | $27.4M | 0 | 0 |
| C••••••••• A••••••• L•• CRD 325163 | Fayetteville, AR | independent RIA | $7.2M | 100% | 4 | $1.8M | 0 | 0 |
| N•• D•• W••••• M••••••••• L•• CRD 327224 | Russellville, AR | independent RIA | $355,140 | 100% | 2 | $177,570 | 1 | 0 |
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