DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Vector Technologies, LLC CRD 323237 | Miami Beach, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Abacus Asset Management, LLC CRD 324280 | Orlando, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| Slavic Wealth Management, Inc. CRD 327929 | Boca Raton, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M•••• C•••••• L•• CRD 334132 | Naples, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| F••• R••••••••• S••••••••• L•• CRD 334707 | Tallahassee, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| I•••• A••••••• L•• CRD 336420 | Miami, FL | no RAUM | $0 | n/a | 4 | Not computed | 0 | 0 |
| P•••••• W••••• CRD 337297 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| M••• W••••• M••••••••• G••••• L•• CRD 337364 | St. Petersburg, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| F••••• Q•••• T••••••••• CRD 337431 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| C•••••• W••••• A••••••• CRD 337559 | Aventura, FL | no RAUM | $0 | n/a | 0 | Not computed | 1 | 0 |
| S•••••••• A•••• M••••••••• L•• CRD 339039 | Coral Gables, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| V•••••• P•• L•• CRD 339710 | Tampa, FL | no RAUM | $0 | n/a | 3 | Not computed | 0 | 0 |
| Q•••• A•••• D•••••••• L•• CRD 339893 | Naples, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| D•• F••••• O••••• A•••••••• L•• CRD 340475 | Lakewood Ranch, FL | no RAUM | $0 | n/a | 7 | Not computed | 1 | 0 |
| P•••• I••••••••• E••••• L•• CRD 340625 | Boca Raton, FL | no RAUM | $0 | n/a | 0 | Not computed | 2 | 0 |
| C••••••• I••••••••• M••••••••• •••• I•• CRD 341121 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| T••••••• W••••• G•••• L•• CRD 341389 | Miami Beach, FL | no RAUM | $0 | n/a | 1 | Not computed | 1 | 0 |
| W•••••• R••••• • M•••• W••••• M••••••••• L•• CRD 341425 | Naples, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| A•••• C•••••• P••••••• CRD 341875 | Aventura, FL | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| M•••• C•••••• P••••••• L•• CRD 342244 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| R•••• U••• L•• CRD 342345 | Miami, FL | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| M••••••• W••••• G•••• CRD 342462 | Dade City, FL | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| A••••• • O•• W••••• A•••••••• L•• CRD 342544 | Marco Island, FL | no RAUM | $0 | n/a | 4 | Not computed | 4 | 0 |
| P•• S•••••••• W••••• CRD 342913 | Tampa, FL | no RAUM | $0 | n/a | 3 | Not computed | 0 | 0 |
| P••••••• C•••••• 9• A••••••• L•• CRD 343053 | Miami, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| N••••• W••••• A•••••••• L•• CRD 343247 | N•••••, FL | no RAUM | $0 | n/a | 1 | Not computed | 1 | 0 |
| 1••• W•••••• L•• CRD 343350 | Miami, FL | no RAUM | $0 | n/a | 2 | Not computed | 0 | 0 |
| S•• Z••• W••••• CRD 343434 | St. Petersburg, FL | no RAUM | $0 | n/a | 2 | Not computed | 2 | 0 |
| A•••• W••••• P••••••• L•• CRD 343558 | Orlando, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| E•••• I••••••••• A••••••• G•••• L•• CRD 343593 | Miami, FL | no RAUM | $0 | n/a | 1 | Not computed | 0 | 0 |
| P••• N••• C•••••• A•••••••• L•• CRD 343681 | Naples, FL | no RAUM | $0 | n/a | 0 | Not computed | 0 | 0 |
| V•• C•••••• CRD 324885 | Weston, FL | no RAUM | Not disclosed | n/a | 0 | Not computed | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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