DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Slavic Wealth Management, Inc.
Latest filing Apr 27, 2026
First filing on the tape Oct 6, 2023 · 12 filings
SEC status approved since Nov 24, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$0 as of Apr 27, 2026
Mar 28, 2025$0 then
HNW client RAUM$0 as of Apr 27, 2026
Mar 23, 2024$0 then
State-registered IARs (5.B.3)1 as of Apr 27, 2026
Mar 23, 20241 then
Employees (5.A)18 as of Apr 27, 2026
Mar 23, 20245 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 18.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Patrick Moss to Slavic Mutual Funds Management Corp.May 23, 2025 · Other
- David E Herlihy to CaptrustJan 25, 2024 · Other
Joined, latest
- Patrick Moss from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 28, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- David E Herlihy from Slavic Mutual Funds Management Corp.Nov 27, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Julius John Slavic · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- Julius John Slavic · Shareholdercontrolsince 03/2024 · owns 50% to 75% of Slavic401k Holdings, LLC
- Robert Henry Ferguson · Chief Compliance Officersince 10/2023 · owns less than 5%
Entity owners
- Slavic401k Holdings, LLC · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- Slavic Mutual Funds Management Corp.investment advisernRAUM $5.0B
Advisers that list Slavic Wealth Management, Inc. as a related person
- 113833 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boca Raton, Fl · principal | 0 | 0 | 0 | ||
| Boston, Ma | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · unset to Mar 28, 2025 to May 16, 2025
- Accounts · unset to 0.0Dec 2, 2024 to Mar 28, 2025
- Advisory activities · 4 to 3Dec 2, 2024 to Mar 28, 2025
- Employees · 5 to 18Dec 2, 2024 to Mar 28, 2025
- Insurance-licensed employees · 4 to 13Dec 2, 2024 to Mar 28, 2025
- Financial planning clients · 0 to unsetDec 2, 2024 to Mar 28, 2025
- Discretionary RAUM · unset to 0.0Dec 2, 2024 to Mar 28, 2025
- Non-discretionary RAUM · unset to 0.0Dec 2, 2024 to Mar 28, 2025
- RAUM · unset to 0.0Dec 2, 2024 to Mar 28, 2025
- Accounts · 0.0 to unsetMar 2, 2024 to Mar 23, 2024
- Employees · 6 to 5Mar 2, 2024 to Mar 23, 2024
- State-registered IARs · 2 to 1Mar 2, 2024 to Mar 23, 2024
- Other offices · 1 to 0Mar 2, 2024 to Mar 23, 2024
- Discretionary RAUM · 0.0 to unsetMar 2, 2024 to Mar 23, 2024
- Non-discretionary RAUM · 0.0 to unsetMar 2, 2024 to Mar 23, 2024
- RAUM · 0.0 to unsetMar 2, 2024 to Mar 23, 2024
Signals
6 dated events
- Patrick Moss left Slavic Wealth Management, Inc. for Slavic Mutual Funds Management Corp. (registered 2024-02-12)May 23, 2025 · Advisor changed firm · fact
- Martin James Schoenmaker (Chief Compliance Officer) no longer on Schedule A of Slavic Wealth Management, Inc. (listed 2024-03-02, absent 2024-03-23)Mar 23, 2024 · Control person left · inference
- E David Herlihy (President) no longer on Schedule A of Slavic Wealth Management, Inc. (listed 2023-11-27, absent 2024-03-02)Mar 2, 2024 · Control person left · inference
- Martin James Schoenmaker (Chief Compliance Officer) appeared on Schedule A of Slavic Wealth Management, Inc.Mar 2, 2024 · Control person joined · fact
- David E Herlihy left Slavic Wealth Management, Inc. for Captrust (registered 2024-06-10)Jan 25, 2024 · Advisor changed firm · fact
- Slavic Wealth Management, Inc. filed its initial SEC registration (Form ADV)Oct 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 561-241-9244reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026