RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Rooted Financial Group, LLC CRD 335302 | Tigard, OR | independent RIA | $109M | 100% | 2 | $54.3M | 1 | 0 |
| Xena Financial Planning, LLC CRD 333436 | Portland, OR | independent RIA | $104M | 100% | 2 | $52.2M | 1 | 0 |
| Fairchild Capital LLC CRD 298428 | Portland, OR | independent RIA | $103M | 99% | 1 | $103M | 0 | 0 |
| C••••••• W••••• A•••••••• L•• CRD 287670 | Salem, OR | independent RIA | $102M | 100% | 2 | $51.2M | 1 | 0 |
| R••• C•••• W••••• M••••••••• CRD 336666 | Hillsboro, OR | independent RIA | $101M | 99% | 3 | $33.7M | 0 | 0 |
| T•• I••••••••• A•••• M••••••••• 2• L•• CRD 309098 | Portland, OR | independent RIA | $92.7M | 97% | 4 | $23.2M | 3 | 0 |
| I••• F•••••••• S••••••• L•• CRD 306816 | Portland, OR | independent RIA | $19.7M | 100% | 3 | $6.6M | 0 | 0 |
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