DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••• C•••• W••••• M•••••••••
Legal name R••• C•••• W••••• M••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Sep 30, 2025 · 3 filings
SEC status approved since Nov 19, 2025
RAUM
$101M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$100M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$33.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$101M as of Mar 18, 2026
Sep 30, 2025$0 then
HNW client RAUM$34.8M as of Mar 18, 2026
Sep 30, 2025$0 then
State-registered IARs (5.B.3)3 as of Mar 18, 2026
Sep 30, 20253 then
Employees (5.A)3 as of Mar 18, 2026
Sep 30, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $33.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 79derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $212,045derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$65.3M65%
- High-net-worth individuals$34.8M34%
- Charitable organizations$728,1020.7%
- Corporations and businesses$307,0000.3%
- Individual clients
- 214reported
- HNW clients
- 23reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 477reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• W• R••••••• | Hillsboro, Or | Feb 18, 2026 | 17 y | 3 |
| K••• R••• P•••••• | Hillsboro, Or | Feb 18, 2026 | 16 y | 2 |
| R••••• R•••••• M•••••••Certified Financial Planner | Hillsboro, Or | Feb 23, 2026 | 18 y | 3 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• R•••••• M••••••• from C•••• F•••••••• A•••••••Feb 23, 2026 · RIA to a newly registered adviser
- D••••• W• R••••••• from C•••• F•••••••• A•••••••Feb 18, 2026 · RIA to a newly registered adviser
- K••• R••• P•••••• from C•••• F•••••••• A•••••••Feb 18, 2026 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from C•••• F•••••••• A•••••••Feb 23, 2026 · Portland, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hillsboro, Or · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 477Feb 17, 2026 to Mar 18, 2026
- Charity clients · 0 to 3Feb 17, 2026 to Mar 18, 2026
- Corporate clients · 0 to 1Feb 17, 2026 to Mar 18, 2026
- HNW clients · 0 to 23Feb 17, 2026 to Mar 18, 2026
- Individual clients · 0 to 214Feb 17, 2026 to Mar 18, 2026
- Discretionary RAUM · $0 to $101MFeb 17, 2026 to Mar 18, 2026
- HNW RAUM · $0 to $34.8MFeb 17, 2026 to Mar 18, 2026
- Individual RAUM · $0 to $65.3MFeb 17, 2026 to Mar 18, 2026
- RAUM · $0 to $101MFeb 17, 2026 to Mar 18, 2026
Signals
1 dated events
- 3 advisors left C•••• F•••••••• A••••••• (Portland, OR) for R••• C•••• W••••• M••••••••• on the same dayFeb 23, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-505-7000reportedpublic record, Form ADV, Mar 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $33.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026