DFX Intelligence
RIA Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Nerdwallet Advisory CRD 325767 | Scottsdale, AZ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| Alkeme Investments LLC CRD 332434 | Scottsdale, AZ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| Unstoppable Asset CRD 338072 | Phoenix, AZ | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| B••• F•••••• CRD 339828 | Tucson, AZ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
| A••••••••• A••••••• CRD 340962 | Phoenix, AZ | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| M••••• W••••• M••••••••• CRD 342288 | Gilbert, AZ | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| A•••• F•••••••• P••••••• CRD 342928 | Prescott, AZ | no RAUM | $0 | n/a | 2 | n/a | 0 | 0 |
| R•• C•••••• L•• CRD 343318 | Scottsdale, AZ | no RAUM | $0 | n/a | 1 | n/a | 0 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 343450 | Tucson, AZ | no RAUM | $0 | n/a | 0 | n/a | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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209 advisers match.