Firms
SEC-registered investment advisers
About this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.ShowingHQ stateCA · California
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Class
HQ state
RAUM
Advisors
Latest Form ADV by month · This month (Nov 2026): 32 · Oct 2026: 207
Latest Form ADV by monthClick a month to filter
Nov ’25FebMayAugNov
Wealth managers with advisorsOther advisersUnclassed
- RAUM
- $23772B
- advisors registered
- 22,417
- with private funds
- 589
- reported a succession
- 1
1,884 advisers
| Firm | RAUM |
|---|---|
Walnut Creek, CA · independent RIA · CRD 108985 | $1.3B |
Carlsbad, CA · independent RIA · CRD 147297 | $260M |
San Francisco, CA · asset manager · CRD 165915 | $2.1B |
San Diego, CA · independent RIA · CRD 285510 | $695M |
San Francisco, CA · asset manager · CRD 309789 | $1.6B |
+1,879 additional advisers match these filters
Every name, record and relationship behind this count, with the source on each.
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