Firms
SEC-registered investment advisers
About this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.ShowingHQ stateTX · Texas
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HQ state
RAUM
Advisors
Latest Form ADV by month · This month (Nov 2026): 1 · Oct 2026: 116
Latest Form ADV by monthClick a month to filter
Nov ’25FebMayAugNov
Wealth managers with advisorsOther advisersUnclassed
- RAUM
- $4544B
- advisors registered
- 14,140
- with private funds
- 373
- reported a succession
- 3
1,078 advisers
| Firm | RAUM |
|---|---|
Austin, TX · independent RIA · CRD 152667 | $7.8B |
Dallas, TX · institutional · CRD 110080 | $1.5B |
Victoria, TX · independent RIA · CRD 111610 | $923M |
Dallas, TX · independent RIA · CRD 116048 | $5.4B |
Dallas, TX · independent RIA · CRD 157484 | $385M |
+1,073 additional advisers match these filters
Every name, record and relationship behind this count, with the source on each.
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