DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Dimensional Fund Advisors LP CRD 106482 | Austin, TX | asset manager | $1020B | 0.6% | 254 | $4.0B | 2 | 5 |
| Fisher Investments CRD 107342 | Plano, TX | independent RIA | $387B | 86% | 2,933 | $132M | 11 | 4 |
| Victory Capital Management Inc. CRD 106189 | San Antonio, TX | asset manager | $283B | 0.5% | 102 | $2.8B | 8 | 20 |
| T•• G••••• A•••••••• L•• CRD 159732 | Fort Worth, TX | asset manager | $174B | 0.0% | 2 | $87B | 20 | 0 |
| N• A••••••••• A••••••• L•• CRD 149822 | Dallas, TX | other | $160B | 0.3% | 0 | n/a | 12 | 159 |
| T•• C•••••• A•••••••• L•• CRD 159738 | Fort Worth, TX | asset manager | $141B | 0.0% | 2 | $70B | 13 | 127 |
| S•••• S••••• A•••••••• L•• CRD 159014 | Dallas, TX | asset manager | $102B | 0.0% | 0 | n/a | 11 | 160 |
| K••••• A••••••• S•••••••• L•• CRD 283330 | Austin, TX | BD affiliated | $80B | 89% | 1,440 | $55.4M | 544 | 0 |
| A•• F•••• F•••••••• A••••••• L•• CRD 108561 | Dallas, TX | other | $76B | 0.1% | 0 | n/a | 0 | 3 |
| A••••••• B••••• A•••••••• I••• CRD 105552 | Irving, TX | other | $60B | 0.0% | 16 | $3.7B | 0 | 0 |
| B••••• H••••• G••••• I•••••••• CRD 105519 | Dallas, TX | other | $59B | 0.0% | 27 | $2.2B | 0 | 5 |
| C••••••• S•••••••• S•••••••• CRD 44970 | Plano, TX | other | $52B | 0.0% | 0 | n/a | 0 | 0 |
| S••• F••• S••••••• CRD 124235 | Austin, TX | asset manager | $46B | 0.0% | 1 | $46B | 0 | 240 |
| J••••• R•••• P•••••••• L••• CRD 144401 | Fort Worth, TX | other | $43B | 1.9% | 0 | n/a | 3 | 16 |
| H•••••• S••••••••• A•••• M••••••••• L•• CRD 110760 | Dallas, TX | institutional | $38B | 0.0% | 25 | $1.5B | 3 | 0 |
| H••••• A••••••• CRD 156078 | Dallas, TX | asset manager | $36B | 0.0% | 0 | n/a | 1 | 55 |
| G••••••••• C•••••• M••••••••• CRD 112319 | Dallas, TX | asset manager | $36B | 0.0% | 0 | n/a | 0 | 0 |
| L••• S••• F•••• CRD 160000 | Dallas, TX | asset manager | $36B | 0.0% | 0 | n/a | 1 | 33 |
| H•• C•••••• M••••••••• CRD 115079 | Dallas, TX | asset manager | $36B | 0.0% | 1 | $36B | 3 | 4 |
| F•••• S•••••• • C•• CRD 106584 | Houston, TX | mixed wealth | $35B | 45% | 16 | $2.2B | 0 | 0 |
| K•••• A••••••• C•••••• A•••••••• L••• CRD 104536 | Houston, TX | asset manager | $34B | 0.1% | 1 | $34B | 6 | 82 |
| T•• V••••••• A•••••• L••• I•••••••• C•••••• CRD 104561 | Houston, TX | asset manager | $33B | 0.0% | 0 | n/a | 0 | 0 |
| L••••• K••• C•••••• M••••••••• C••••••••• CRD 110093 | Fort Worth, TX | mixed wealth | $32B | 36% | 34 | $927M | 3 | 18 |
| A••••••• C•••••• L•• CRD 316030 | San Antonio, TX | asset manager | $30B | 0.0% | 0 | n/a | 8 | 94 |
| V•••• F•••••••• A•••••••• I••• CRD 42803 | Houston, TX | BD affiliated | $29B | 100% | 1,256 | $23.3M | 217 | 0 |
| Q•••••• C•••••• G•••• CRD 174733 | Houston, TX | asset manager | $29B | 0.0% | 0 | n/a | 1 | 71 |
| S••• A••••••• S••••••• L•• C• CRD 106236 | Austin, TX | mixed wealth | $28B | 27% | 42 | $677M | 0 | 0 |
| T•• P•••••••• G••••• L•• CRD 165609 | Austin, TX | asset manager | $28B | 0.0% | 0 | n/a | 2 | 4 |
| G••••• H••••••• • A••••••••• L• CRD 108017 | Houston, TX | institutional | $25B | 0.0% | 3 | $8.3B | 0 | 1 |
| U••••• C•••••• F•••••••• A••••••• CRD 134600 | Irving, TX | independent RIA | $25B | 84% | 164 | $150M | 46 | 0 |
| F•••• C•••••• A••••••• S••••••• CRD 281958 | Fort Worth, TX | BD affiliated | $24B | 100% | 1,034 | $23.6M | 186 | 0 |
| P•••••••• F•••••••• P•••••••• L•• CRD 149694 | Austin, TX | institutional | $24B | 0.0% | 11 | $2.2B | 1 | 0 |
| C•••••••• M••••••••• L••• CRD 122711 | Fort Worth, TX | other | $23B | 0.0% | 1 | $23B | 3 | 37 |
| T••••••• C•••••• M••••••••• CRD 281328 | Dallas, TX | asset manager | $20B | 0.0% | 0 | n/a | 0 | 45 |
| R•• A••••••• 2• L•• CRD 289963 | Dallas, TX | asset manager | $18B | 0.0% | 0 | n/a | 2 | 75 |
| T•• R••• E••••• A•••••••• L•• CRD 170731 | Fort Worth, TX | asset manager | $17B | 0.0% | 2 | $8.5B | 3 | 33 |
| M••••••• C•••••• L•• CRD 108262 | Dallas, TX | asset manager | $16B | 0.0% | 0 | n/a | 5 | 18 |
| C••• H••••••• C•••••• CRD 156925 | Dallas, TX | asset manager | $14B | 0.0% | 9 | $1.6B | 1 | 28 |
| K••••• P•••••• W••••• S•••••••• L•• CRD 155193 | Austin, TX | BD affiliated | $13B | 97% | 209 | $64.4M | 42 | 0 |
| E•••• P••••••• V•• L•• CRD 283031 | Austin, TX | asset manager | $13B | 0.0% | 0 | n/a | 1 | 65 |
| S•••••• T•••• C• CRD 106590 | Houston, TX | independent RIA | $13B | 72% | 15 | $864M | 0 | 0 |
| W••••••• M••••••••• C••• CRD 110269 | Dallas, TX | other | $12B | 2.2% | 13 | $958M | 2 | 0 |
| P••••••• F•••••••• S•••••••• I••• CRD 10740 | Dallas, TX | BD affiliated | $12B | 86% | 269 | $46.2M | 139 | 0 |
| O•••• C•••••• P••••••• •••••• I••• CRD 171703 | Austin, TX | asset manager | $12B | 0.0% | 0 | n/a | 3 | 10 |
| V•••••• N••••• I••••••••• M••••••••• L••• CRD 106975 | Houston, TX | other | $12B | 4.0% | 6 | $2.0B | 1 | 1 |
| T•• E••••• • M••••••• G•••• L• CRD 339275 | Houston, TX | asset manager | $12B | 0.0% | 0 | n/a | 0 | 33 |
| C••••• C•••••• A••••••• L•• CRD 107922 | Dallas, TX | asset manager | $12B | 0.0% | 0 | n/a | 5 | 24 |
| C••••• C•• A••••••• L• CRD 226636 | Dallas, TX | asset manager | $12B | 0.0% | 0 | n/a | 2 | 27 |
| H•• I••••••••• P•••••••• L•• CRD 307956 | Austin, TX | independent RIA | $12B | 61% | 117 | $102M | 28 | 0 |
| Y••••••• A•••• M••••••••• L• CRD 164420 | Austin, TX | other | $12B | 11% | 4 | $2.9B | 0 | 1 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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1,078 advisers match.