DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
V••• I•••••••• C••••• O••••••••• F••• I•• L•
Private Equity Fundadvised byO••• C•••••• M••••••••• L•••asset manager805-1030905669no longer reportedIAPD
Gross asset value
$1.1B
as of Dec 20, 2022; not a fund size
Peak GAV
$1.2B
highest filing
Owners
294
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
12%
Reported
12 filings
Mar 29, 2019 to Dec 20, 2022
Reporting history
one row per Form ADV filing
Gross asset value$1.1B as of Dec 20, 2022
Mar 29, 2019$823M then
Owners294 as of Dec 20, 2022
Mar 29, 2019285 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-291339reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of UtahSalt Lake City, Utah
- Pacific Western BankDurham, North Carolina
- Wells Fargo Bank, N.A.Minneapolis, Minnesota
- Wilmington TrustWilmington, Delaware
Across DFX
shared identifiers only
- V••• I•••••••• C••••• O••••••••• F••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 2.0%reportedadviser and related persons