DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••• P••••••• I•• L•••
Gross asset value
$2.1B
as of May 21, 2018; not a fund size
Peak GAV
$2.6B
highest filing
Owners
541
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
1%
Reported
22 filings
Mar 7, 2012 to May 21, 2018
Reporting history
one row per Form ADV filing
Gross asset value$2.1B as of May 21, 2018
Mar 7, 2012$353M then
Owners541 as of May 21, 2018
Mar 7, 2012109 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-128771reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcEbene, Mauritius
- Citibank (China) Co., Ltd.Shanghai, China
- Citibank N.A.Mumbai, India
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- J.P. Morgan Clearing Corp.Brooklyn, New York
- Northern TrustJersey City, New Jersey
- U.S. BankNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 14%reportedadviser and related persons