DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F•••••• C•••••• P••••••• H••••••••• F••• V• L•
Gross asset value
$604M
as of Mar 29, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
3
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
61%
of the fund
Owned by funds
60%
fund-of-funds interests
Non-US owners
39%
Reported
14 filings
Mar 31, 2017 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$604M as of Mar 29, 2024
Mar 31, 2017$396M then
Owners3 as of Mar 29, 2024
Mar 31, 20173 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California
- Citibank N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Computershare Securities CorporationCollege Station, Texas
- J.P. Morgan Securities LLCNew York, New York
- National Financial Services LLCJersey City, New Jersey · related person of the adviser · LEI 549300JRHF1MHHWUAW04
Across DFX
shared identifiers only
- F•••••• C•••••• P••••••• H••••••••• F••• V• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 61%reportedadviser and related persons