DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

I•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Boston, MassachusettsCRD 168741SEC 801-79266websiteIAPD
Latest filing Jun 26, 2026
First filing on the tape Feb 21, 2014 · 29 filings
SEC status approved since Feb 28, 2014
RAUM
$13B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
74
73 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
40
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$13B as of Jun 26, 2026
Mar 27, 2015$2.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Mar 27, 20150 then
Employees (5.A)74 as of Jun 26, 2026
Mar 27, 201524 then
Private funds40 as of Jun 26, 2026
Mar 27, 201517 then
RAUM +19% over the last fiscal year+3.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$326MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$13B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
40reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      52 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I•••••• F••• I•• L•Private Equity Fund$3.0B171Mar 28, 2018
      I•••••• F••• I• L••Private Equity Fund$2.8B290Mar 30, 2020
      F•• C•••••• H••••••• L••Private Equity Fund$2.5B290Mar 29, 2019
      F•••••• C•••••• P••••••• L••• S••••••• F••• V•• L•Venture Capital Fund$736M3Mar 31, 2022
      F•••••• C•••••• P••••••• H••••••••• F••• V• L•Venture Capital Fund$604M3Mar 31, 2017
      4• N•••• R••••••• P••••••• I• L•Private Equity Fund$572M2Mar 30, 2020
      F•••••• C•••••• P••••••• L••• S••••••• F••• V••• L•Venture Capital Fund$501M3Mar 29, 2024
      I•••••• F••• V•Private Equity Fund$485M219Mar 31, 2021
      4• N•••• R••••••• P••••••• L•Private Equity Fund$394M2Mar 31, 2017
      F•••••• C•••••• P••••••• T••• F••• I• L•Venture Capital Fund$370M3Mar 29, 2019
      F•••••• C•••••• P••••••• L••• S••••••• F••• V• L•Venture Capital Fund$366M3Mar 29, 2019
      D• O••••••••• F••• L•Private Equity Fund$292M2Mar 30, 2020
      F•••••• C•••••• P••••••• H••••• I• A•• S••••••• F••• L•Venture Capital Fund$287M3Mar 29, 2019
      F•• C•••••• H••••••• I• L••no longer reportedPrivate Equity Fund$272M170Mar 29, 2019
      F•••••• C•••••• P••••••• H••••• I• A•• S••••••• F••• I•• L•Venture Capital Fund$249M3Mar 29, 2024
      F••• S•••••••• V••••••• F••• I• L•Venture Capital Fund$237M2Mar 31, 2023
      F•••••• C•••••• P••••••• T••• F••• 2••• L•Venture Capital Fund$228M3Mar 31, 2022
      F•••••• C•••••• P••••••• H••••• I• A•• S••••••• F••• I• L•Venture Capital Fund$201M3Mar 31, 2022
      F•••••• C•••••• P••••••• T••• F••• L•Venture Capital Fund$166M3Mar 30, 2016
      F••• S•••••••• V••••••• F••• I• L•Venture Capital Fund$165M2Mar 31, 2022
      F•••••• C•••••• P••••••• H••••••••• F••• I• L•Venture Capital Fund$155M3Dec 16, 2014
      F•• C•••••• H••••••• I•• L••no longer reportedPrivate Equity Fund$149M109Mar 30, 2020
      F•••••• C•••••• P••••••• H• C•••••••• F••• I• L•Venture Capital Fund$148M2Mar 27, 2015
      F•••••• C•••••• P••••••• H• I••••••••• F••• I• L•Venture Capital Fund$86.8M6Mar 27, 2015
      I••••••• T••••Private Equity Fund$78.7M33Mar 31, 2023
      D• C••••••• F••• I• L•Venture Capital Fund$75.0M2Mar 31, 2023
      F•••••• C•••••• P••••••• H• C•••••••• F••• I•• L•Venture Capital Fund$72.3M2May 13, 2014
      V••••• V••••••• F••• I• L•••••• P•••••••••Venture Capital Fund$53.4M3Mar 27, 2013
      A••• V•••••• F••• I• L•Venture Capital Fund$50.5M2Mar 30, 2020
      F•••••• C•••••• P••••••• H• I••••••••• F••• I•• L•Venture Capital Fund$36.7M2May 13, 2014
      F•••••• C•••••• P••••••• H••••••••• F••• I•• L•Venture Capital Fund$35.5M3Mar 29, 2012
      F•••••• C•••••• P••••••• H••••••••• F••• I• L•Venture Capital Fund$31.6M3Mar 29, 2012
      A••• V•••••• F••• I• L•Venture Capital Fund$25.9M2Mar 31, 2022
      F•••••• C•••••• P••••••• T••• F••• I••• L•Venture Capital Fund$21.4M3Mar 31, 2022
      A••••• V••••••• I••• L•••••• P•••••••••no longer reportedVenture Capital Fund$15.1M3Mar 29, 2012
      A••••• V••••••• I• L•••••• P•••••••••Venture Capital Fund$13.8M3Mar 29, 2012
      F•••••• C•••••• P••••••• L••• S••••••• F••• V••• L•Venture Capital Fund$10.6M3Mar 31, 2022
      I••••••• L••Private Equity Fund$10.3M33Mar 31, 2023
      I••••••• L••Private Equity Fund$9.1M19Mar 31, 2023
      F•••••• C•••••• P••••••• H••••••••• F••• I••• L•Venture Capital Fund$7.2M3Mar 31, 2017
      All funds of I•••••• M••••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M••••••• D•••• · Chief Financial Officercontrol
        since 06/2022 · owns less than 5%
      • G••• D••••• S••••• · Chief Compliance Officercontrol
        since 03/2019 · owns less than 5%
      • J•••••• I•• E•••••• C••••• · Director, Sole Trustee Of S•• E• T••••, Sole Trustee Of S•• E• T••••control
        since 07/2013 · owns 25% to 50%
      • J••••••• A••••••• P••••••••• · Director, Sole Trustee Of Shm A1 Trust, Sole Trustee Of S•• A• T••••control
        since 07/2013 · owns 25% to 50%
      • R••••••• J•••• J••••• · Sole Trustee Of S•• B• T••••control
        since 07/2013 · owns 10% to 25%
      • S•••••••• S••••••• K••••••• · President, Directorcontrol
        since 11/2023 · owns less than 5%
      • W•••• M••••••• J••••• · Treasurer, Vice Presidentcontrol
        since 07/2013 · owns less than 5%
      • J••••••• E••••••••• L••••••••• · Sole Trustee Of S•• B• T••••
        since 07/2013 · owns 10% to 25%
      • M•••••• G•••••• J••• · Director
        since 06/2020 · owns less than 5%
      Entity owners
      • S•• A• T•••• · Member
        direct · owns 10% to 25%
      • S•• A• T•••• · Member
        direct · owns 10% to 25%
      • S•• B• T•••• · Member
        direct · owns 10% to 25%
      • S•• B• T•••• · Member
        direct · owns 10% to 25%
      • S•• E• T•••• · Member
        direct · owns 10% to 25%
      • S•• E• T•••• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • 4• N•••• R••••••• P••••••• A••••••• I• L•
        pooled vehicle sponsory
      • 4• N•••• R••••••• P••••••• A••••••• L•
        bankpooled vehicle sponsory
      • A••••• V••••••• A••••••• I• L•••••• P•••••••••
        pooled vehicle sponsory
      • A•••••• V••••••• A••••••• V• L•••••• P•••••••••
        pooled vehicle sponsory
      • A••• V•••••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • A••• V•••••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • B•••••••• I••••••••• A••••••• L••
        investment advisernRAUM $11B
      • D• C••••••• F••• I• L•
        pooled vehicle sponsory
      • D• O••••••••• A••••••• F••• L•
        pooled vehicle sponsory
      • D•••••• B•••••••• S••••••• L••
        broker-dealern
      • E••••• F••••••• I••••••••• L••• I•••••••• C••••••
        real estaten
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• I•• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• I••• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••••••••• A••••••• F••• V• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••• A••••••• F••• I•• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• H••• A••••••• F••• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• L••• S••••••• A••••••• F••• V• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• L••• S••••••• A••••••• F••• V•• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• L••• S••••••• A••••••• F••• V••• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• T••• A••••••• F••• 2••• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• T••• A••••••• F••• I• L•
        pooled vehicle sponsory
      • F•••••• C•••••• P••••••• T••• A••••••• F••• L•
        pooled vehicle sponsory
      • F••• I•••• F••• G•• L••
        bankpooled vehicle sponsorn
      • F••• I••••••••• F•••• M••••••• L••
        bankpooled vehicle sponsorn
      • F••• L••
        investment adviserbankLP sponsornRAUM $348B
      • F••••••• B•••••••• S••••••• L••
        broker-dealern
      Advisers that list I•••••• M••••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • C••••••••, MA36 employees
      • London, United Kingdom4 employees
      • San Francisco, CA4 employees
      • Boston, MA1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 38 to 40
        Nov 20, 2025 to Mar 31, 2026
      • Advisory employees · 67 to 73
        Nov 20, 2025 to Mar 31, 2026
      • Corporate clients · 4 to 3
        Nov 20, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 38 to 40
        Nov 20, 2025 to Mar 31, 2026
      • Employees · 68 to 74
        Nov 20, 2025 to Mar 31, 2026
      • Private funds · 38 to 40
        Nov 20, 2025 to Mar 31, 2026
      • Discretionary RAUM · $11B to $13B
        Nov 20, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $11B to $13B
        Nov 20, 2025 to Mar 31, 2026
      • RAUM · $11B to $13B
        Nov 20, 2025 to Mar 31, 2026
      • Accounts · 39 to 38
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 39 to 38
        Mar 29, 2024 to Mar 31, 2025
      • Employees · 69 to 68
        Mar 29, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 31, 2025
      • Private funds · 39 to 38
        Mar 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $12B to $11B
        Mar 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $12B to $11B
        Mar 29, 2024 to Mar 31, 2025
      • RAUM · $12B to $11B
        Mar 29, 2024 to Mar 31, 2025
      • Accounts · 40 to 39
        Nov 30, 2023 to Mar 29, 2024
      • Advisory employees · 66 to 67
        Nov 30, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 40 to 39
        Nov 30, 2023 to Mar 29, 2024
      • Employees · 68 to 69
        Nov 30, 2023 to Mar 29, 2024
      • Private funds · 40 to 39
        Nov 30, 2023 to Mar 29, 2024
      • Discretionary RAUM · $12B to $12B
        Nov 30, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $12B to $12B
        Nov 30, 2023 to Mar 29, 2024
      • RAUM · $12B to $12B
        Nov 30, 2023 to Mar 29, 2024
      • Accounts · 37 to 40
        Jan 30, 2023 to Mar 31, 2023
      • Advisory employees · 61 to 66
        Jan 30, 2023 to Mar 31, 2023
      • BD registered reps · 0 to 1
        Jan 30, 2023 to Mar 31, 2023
      • Corporate clients · unset to 4.0
        Jan 30, 2023 to Mar 31, 2023
      • Pooled vehicle clients · 37 to 40
        Jan 30, 2023 to Mar 31, 2023
      • Assets in custody · $9.0B to $0
        Jan 30, 2023 to Mar 31, 2023
      • Employees · 62 to 68
        Jan 30, 2023 to Mar 31, 2023
      • Private funds · 37 to 40
        Jan 30, 2023 to Mar 31, 2023
      • Discretionary RAUM · $12B to $12B
        Jan 30, 2023 to Mar 31, 2023
      • Pooled vehicle RAUM · $12B to $12B
        Jan 30, 2023 to Mar 31, 2023
      • RAUM · $12B to $12B
        Jan 30, 2023 to Mar 31, 2023
      • Accounts · 30 to 37
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 58 to 61
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 30 to 37
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $7.2B to $9.0B
        Mar 31, 2021 to Mar 31, 2022
      Signals
      9 dated events
      • Kristina Suzanne Streeter (President, Director) appeared on Schedule A of I•••••• M••••••••• L••
        Nov 30, 2023 · Control person joined · fact
      • Lane Bradley Macdonald (President, Director) no longer on Schedule A of I•••••• M••••••••• L•• (listed 2022-06-28, absent 2023-01-30)
        Jan 30, 2023 · Control person left · inference
      • David Matthew Borden (Chief Financial Officer) appeared on Schedule A of I•••••• M••••••••• L••
        Jun 28, 2022 · Control person joined · fact
      • I•••••• M••••••••• L•• reported RAUM $11.6B, up 32% from $8.7B (2021-03-31 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Franklin Steven Schiffman (Chief Financial Officer) no longer on Schedule A of I•••••• M••••••••• L•• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • I•••••• M••••••••• L•• reported RAUM $9.1B, up 200% from $3.0B (2018-10-10 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Samuel David Guy (Chief Compliance Officer) appeared on Schedule A of I•••••• M••••••••• L••
        Mar 29, 2019 · Control person joined · fact
      • Vincent Charles Senatore (Chief Compliance Officer) no longer on Schedule A of I•••••• M••••••••• L•• (listed 2018-10-10, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • I•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)
        Feb 21, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/f-prime-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Firm profile
      linkedin.com/company/finestructurereportedpublic record, Form ADV, Sep 18, 2026
      Website
      ANGEL.CO/F••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      617-392-0785reportedpublic record, Form ADV, Jun 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026