DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••••• C•••••• S•••••••• P••••••• I••• L•••
Gross asset value
$807M
as of Sep 27, 2024; not a fund size
Peak GAV
$879M
highest filing
Owners
262
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
28%
of the fund
Owned by funds
27%
fund-of-funds interests
Non-US owners
2%
Reported
17 filings
Sep 28, 2020 to Sep 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$807M as of Sep 27, 2024
Sep 28, 2020$201M then
Owners262 as of Sep 27, 2024
Sep 28, 202048 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-366994reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJacksonville, Florida
- Morgan Stanley & Co. LLCNew York, New York
- Pnc BankPittsburgh, Pennsylvania
- Silicon Valley BankSanta Clara, California
Across DFX
shared identifiers only
- C••••••••• C•••••• S•••••••• P••••••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 28%reportedadviser and related persons