DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cf Private Equity, Inc.
Latest filing Jul 16, 2026
First filing on the tape Mar 30, 2012 · 43 filings
SEC status approved since Apr 15, 1988
RAUM
$16B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
66
38 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
82
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$16B as of Jul 16, 2026
Sep 28, 2012$10B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Sep 27, 20130 then
Employees (5.A)66 as of Jul 16, 2026
Sep 27, 201344 then
Private funds82 as of Jul 16, 2026
Sep 28, 201236 then
RAUM +8.7% over the last fiscal year+2.8% a year over threeIARs 0 to 0offices 4 to 6
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $192MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $16B, 82 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B89%
- Charitable organizations$1.6B9.9%
- State and municipal entities$244M1.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 82reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $16B for 82 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.11 related_bd=true related_bank=true bd_reps=17.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
105 reported on Schedule D 7.B.(1)
All funds of Cf Private Equity, Inc.
Owners and control persons
Schedule A and B, latest filing
- Jonathon Mark Anson · Chair, Board Of Directors; Investment Committee Membercontrolsince 01/2016 · owns less than 5%
- Hoffman Jessica Brennan · Directorcontrolsince 08/2023 · owns less than 5%
- Douglas Kent Daniel · Directorcontrolsince 01/2024 · owns less than 5%
- Christopher Mark Hoeing · Director; President And Chief Executive Officer; Head Of Private Equity; Managing Director; Investment Committee Membercontrolsince 01/2013 · owns less than 5%
- Berlage Cari Lodge · Director; Managing Director; Investment Committee Membercontrolsince 10/2015 · owns less than 5%
- Davidson Robert Pavey · Directorcontrolsince 04/2015 · owns less than 5%
- Eugene Ropiak · Controllercontrolsince 05/2016 · owns less than 5%
- Mamak Shahbazi · Directorcontrolsince 01/2022 · owns less than 5%
- Violetta Cerasuolo · Chief Compliance Officersince 01/2024 · owns less than 5%
- Jeremy Ethan Levine · Managing Director; Investment Committee Membersince 07/2017 · owns less than 5%
- Brett Fliesser Matthew · Managing Director; Head Of Operationssince 09/2024 · owns less than 5%
- Max Aaron Miller · Managing Director; Investment Committee Membersince 07/2017 · owns less than 5%
- James Dana Moreau · Treasurersince 09/2024 · owns less than 5%
- Anantha Sharad Samy · Secretary; General Counselsince 10/2015 · owns less than 5%
- Elke Miriam Schmitter · Managing Director; Investment Committee Membersince 02/2016 · owns less than 5%
- William Seth Thomson · Assistant Secretary; Deputy General Counselsince 03/2015 · owns less than 5%
Entity owners
- Commonfund Holding Company, Inc. · Delaware Corporationdirect · owns 75% or more
- The Common Fund For Nonprofit Organizations · New York Nonprofit Corporationindirect · owns 75% or more of Commonfund Holding Company,Inc.
Related persons
Schedule D 7.A
- Cf Private Equity U.K. Limitedinvestment advisery
- Commonfund Ocio, Inc.investment adviserbankpooled vehicle sponsornRAUM $23B
- Commonfund Securities, Inc.broker-dealern
- Fairfield Partners 2000 LLCinvestment adviserpooled vehicle sponsory
- Fairfield Partners 2001 LLCinvestment adviserpooled vehicle sponsory
- Fairfield Partners 2005 LLCinvestment adviserpooled vehicle sponsory
- Fairfield Partners 2007 L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners 2009 L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners 2012 L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners 2014 L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners Xii L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners Xiii L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners Xiv, L.P.investment adviserpooled vehicle sponsory
- Fairfield Partners Xv L.P.investment adviserpooled vehicle sponsory
- Wilton Partners A, LLCinvestment adviserpooled vehicle sponsory
- Wilton Partners L.P.investment adviserpooled vehicle sponsory
Advisers that list Cf Private Equity, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
- Darien, CT15 employees
- New York, NY7 employees
- London, United Kingdom3 employees
- San Francisco, CA1 employees
- Beijing, China1 employees
What changed
consecutive filings, newest first
- HQ city · WILTON to NORWALKSep 28, 2025 to Dec 22, 2025
- Private funds · 84 to 82Sep 28, 2025 to Dec 22, 2025
- Accounts · 83 to 82Jul 3, 2025 to Sep 28, 2025
- Advisory employees · 42 to 38Jul 3, 2025 to Sep 28, 2025
- BD registered reps · 19 to 17Jul 3, 2025 to Sep 28, 2025
- Charity clients · 4.0 to unsetJul 3, 2025 to Sep 28, 2025
- Corporate clients · 1.0 to unsetJul 3, 2025 to Sep 28, 2025
- Assets in custody · $15B to $16BJul 3, 2025 to Sep 28, 2025
- Employees · 70 to 66Jul 3, 2025 to Sep 28, 2025
- Private funds · 82 to 84Jul 3, 2025 to Sep 28, 2025
- Discretionary RAUM · $15B to $16BJul 3, 2025 to Sep 28, 2025
- Non-discretionary RAUM · $135M to $132MJul 3, 2025 to Sep 28, 2025
- Pooled vehicle RAUM · $14B to $14BJul 3, 2025 to Sep 28, 2025
- RAUM · $15B to $16BJul 3, 2025 to Sep 28, 2025
- Financial planning clients · unset to Sep 27, 2024 to Jul 3, 2025
- Other offices · 5 to 6Sep 27, 2024 to Jul 3, 2025
- Private funds · 84 to 82Sep 27, 2024 to Jul 3, 2025
- Advisory employees · 30 to 42Jul 26, 2024 to Sep 27, 2024
- Assets in custody · $15B to $15BJul 26, 2024 to Sep 27, 2024
- Employees · 73 to 70Jul 26, 2024 to Sep 27, 2024
- Other offices · 4 to 5Jul 26, 2024 to Sep 27, 2024
- Private funds · 87 to 84Jul 26, 2024 to Sep 27, 2024
- Discretionary RAUM · $14B to $15BJul 26, 2024 to Sep 27, 2024
- Non-discretionary RAUM · $136M to $135MJul 26, 2024 to Sep 27, 2024
- Pooled vehicle RAUM · $13B to $14BJul 26, 2024 to Sep 27, 2024
- RAUM · $15B to $15BJul 26, 2024 to Sep 27, 2024
- Accounts · 81 to 83Jun 30, 2023 to Sep 28, 2023
- Advisory employees · 46 to 30Jun 30, 2023 to Sep 28, 2023
- BD registered reps · 24 to 19Jun 30, 2023 to Sep 28, 2023
- Charity clients · 3 to 4Jun 30, 2023 to Sep 28, 2023
- Pooled vehicle clients · 75 to 77Jun 30, 2023 to Sep 28, 2023
- Assets in custody · $15B to $15BJun 30, 2023 to Sep 28, 2023
- Employees · 59 to 73Jun 30, 2023 to Sep 28, 2023
- Other offices · 2 to 4Jun 30, 2023 to Sep 28, 2023
- Private funds · 81 to 87Jun 30, 2023 to Sep 28, 2023
- Discretionary RAUM · $15B to $14BJun 30, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $141M to $136MJun 30, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $13B to $13BJun 30, 2023 to Sep 28, 2023
- RAUM · $15B to $15BJun 30, 2023 to Sep 28, 2023
- Business name · COMMONFUND CAPITAL, INC. to CF PRIVATE EQUITY, INC.Feb 1, 2023 to Jun 30, 2023
Signals
7 dated events
- Douglas Kent Daniel (Director) appeared on Schedule A of Cf Private Equity, Inc.Feb 19, 2024 · Control person joined · fact
- Hoffman Jessica Brennan (Director) appeared on Schedule A of Cf Private Equity, Inc.Sep 28, 2023 · Control person joined · fact
- Martin Peter Burns (Director; Chief Executive Officer; Investment Committee Member) no longer on Schedule A of Cf Private Equity, Inc. (listed 2023-02-01, absent 2023-06-30)Jun 30, 2023 · Control person left · inference
- Morgan Keith Schappert (Director) no longer on Schedule A of Cf Private Equity, Inc. (listed 2022-09-06, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- Mamak Shahbazi (Director) appeared on Schedule A of Cf Private Equity, Inc.Sep 28, 2022 · Control person joined · fact
- Cf Private Equity, Inc. reported RAUM $14.5B, up 43% from $10.2B (2020-10-21 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
- Rachel Celeste Barone (Chief Financial Officer; Treasurer) no longer on Schedule A of Cf Private Equity, Inc. (listed 2020-09-28, absent 2020-10-21)Oct 21, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- CF Private Equity, Inc. · Independent Sponsorsshared crd · capital_provider
- CF Private Equity, Inc. · Private Equityshared crd · organization
- CF Private Equity, Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cf-private-equityreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cfprivateequity.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-563-5000reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026