DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••• A•••••• F••• X• L•••
Gross asset value
$460M
as of Apr 30, 2024; not a fund size
Peak GAV
$461M
highest filing
Owners
54
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
65%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
14%
Reported
12 filings
Mar 29, 2018 to Apr 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$460M as of Apr 30, 2024
Mar 29, 2018$279M then
Owners54 as of Apr 30, 2024
Mar 29, 201837 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-281921reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- BarclaysNew York, New York
- Computershare Trust Company, N.A.Providence, Rhode Island
- J.P. Morgan Securities LLCNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- NatixisNew York, New York
Across DFX
shared identifiers only
- C••• A•••••• F••• X• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 65%reportedadviser and related persons