DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

A••• C•••••• S•• S•••••••• • A••• A••• S•••••••• F•••

Private Equity Fundadvised byH• C•••••• P•••••• E••••• L••asset manager805-1238862643IAPD
Gross asset value
$101M
as of Aug 16, 2024; not a fund size
Peak GAV
$197M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
32%
of the fund
Owned by funds
58%
fund-of-funds interests
Non-US owners
83%
Reported
16 filings
Mar 30, 2016 to Aug 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$101M as of Aug 16, 2024
Mar 30, 2016$0 then
Owners37 as of Aug 16, 2024
Mar 30, 20161 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Luxembourgreported
Clients solicited
noreported
Form D file number
021-310711reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Morgan Stanley
    Purchase, New York
  • Raymond James & Associates, Inc.
    St. Petersburg, Florida
  • Silicon Valley Bank
    Santa Clara, California
  • Skandinaviska Enskilda Banken Ab Frankfurt Branch
    Frankfurt, Germany · LEI F3JS33DEI6XQ4ZBPTN86
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
32%reportedadviser and related persons